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under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA, and NYSE Although a money market mutual fund seeks to preserve the va
r (iii) otherwise obtained from me/ us by the Financial Institution. Activity Summary (All amounts shown are in base currency) ()edits This Period Debits ThisPerlod Net ThisPetiod Meats Year-go-Date Debits Yeatio-Date Net Yes-to-Date Securities Securities Sold 0.00 0.00 0.00 532,124.68 0.00 532,124.86
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
native instruments offered by Deutsche Bank AG and its affiliates. A Ct iv it y Summary (All amounts shown are In ease currency) Peals This Period Debits ThisPerlod Net ThisPerloct CreditsYear4o-Dale DebReYedio-Me Net Year-to-Date Dividends end Interest $263.86 $0.00 $263.88 $1,734.97 $0.00 $1,734.91
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399;-. Errors and Omissions excepted. Important Arbitration Disclosures • All p
ne,RA.PkiY,EPM_00046576 DB-SDNY-0009400 EFTA_00 157 185 EFTA01289548 Activity Summary (All amounts shown are in base currency) Claes TNsPeilod Debits ThisPerlod Net IbisPoilod CridlleYem4o-Dale Deal:Marti-Dote Net Yeet-lotate Securities Securities Bought 9.00 .1,663,727.44 .1,553,727.44 0.00 .33.48
Entities connected to both Pershing LLC and Debits ThisPerlod
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION