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e under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrborg. Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. FINRA. and NYSE Although a money market mutual fund seeks to preserve the va
be billed at the rates such agents use. Page 4 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) A0101343CSF30020 CONFIDO. AL- Rated EacaNnt Every Vex Since 2007 DALBAR RATED CONVOCATIONS EXCIA t Owing IMO, Peaking Ilt. a web craned smaller/ as &onkel New York Mellon Ccnaatim (MY meta) Peen.
Protection Act. • Your financial organization's contact information can b • t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: Errors and Omissions excepted. Important Arbitration Disclosures • All par
illed at the rates such agents use. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accouil Numb AIM A :Etc Page 4 of a CONFIDO. Rated tacedlont Every Vex Since 2007 DAISM MI ED COMMUNICA1104 EXCEILENCl Owing Hwang% Pmbing I.LC a Sally owned subsidiary a TheUnita New York /Woe Colnatkie (MY Meta)
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
laza, Jersey City. New Jersey 07399; Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number: At:mac:me CONFID AL- RaleassaM Every Vex since 2007 DALIAN MILD COMMUNICATIONS EXCMMEnCI COS% IMO Amiens PSC. • Maly owned subsidimy or TRe UK of New York Make CmPonthm (IMY Maw) Penty
Entities connected to both Pershing LLC and Every Vex
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION