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e under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrborg. Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. FINRA. and NYSE Although a money market mutual fund seeks to preserve the va
New Jersey 07399; (201) 413-3330. Page S of 9 A01006/C5N5FID 0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM, P. 6(e) L IIMeamearnt (my Vox Sine M07 DAIJAR WED COMMUNICATIONS (XCOAD.C( Oaring Sae. hakes LLC, a wbolly armed subsidiary as WS of New VO4 Mellon Pentw, Ceeponthal (SPO' Mellon) C, 'newt, ANIY4jeLGM_0004 7
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
otection Corporation(SIPC). Account Number A:I/QUM:02S CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L- IIMeamant Every Vex Sea 1007 DAIJAR WED COMMUNICATIONS EXCOAENCt Page 3 ofd Owing dart Mang 1.1.C, a wholly armed vag awya The Ilardi of New York Mellon Conmeathm (MY Man) Penne. KC nver-ter HuRnAWS
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
79 4160,055.79 $0 .00 Account Numb. A:OW:MD:21 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Raltalttilerlt Every Vex Sine 2007 DAIJAR WED COMMUNICATIONS EXC lENC Page 5 of 7.„. Oang dash hang LIC, a ally armed sulmarft of The Sonli of New York Mellon Carponthm OW Man) Perftwq LLCMS!, i-tei ElliRI
Entities connected to both Pershing LLC and DAIJAR WED COMMUNICATIONS
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION