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e under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrborg. Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. FINRA. and NYSE Although a money market mutual fund seeks to preserve the va
f 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100270 C SF30025 CONFIDO. AL- Rated (Kart Every Vex Since 2007 DALBAR MUD COMMUNCATICNS EXCIA CNC t Owing tlnov W hating Ilt. a Sally craned 'maw:Wry el Ilwa &onkel New York Mellon CciPontim aim meta) Penn. LK. ritterte Filactia 00047682 DB-SD
under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA, and NYSE Although a money market mutual fund seeks to preserve the va
60.00 6222.28 1.10% 120% Page 2 of 9 NIG-024950 AO 130272CSF30 025 CONFIDO. AL- RAW Emarnt Every Vex S.Ke 2007 DALIIAR RATED CONVOCATIONS EXCIA CNC t Owing tinge. Penton. Ilt. a Sally owned subsidiary el The &onkel New York Melon Ccneatim (MY Melon) Penhe. LK...tertee fllactreaGM_ 000443926 D
Protection Act. • Your financial organization's contact information can b • t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: Errors and Omissions excepted. Important Arbitration Disclosures • All par
DENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 9 Account !Aunty CONFID AL- Rated (KaNnt Every Vex Since 2007 DALIIAR RAT ED CONVOCATIONS EXCIA CNC t Owing tinge. Amble( PIC a Sally owned subsidiary time brat a New York Melon Ccnaatim (MY Mellon) Pent.. LIX. mInta mitatikkierat00047803 DB-SDN
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
eign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Paget of 6 Rated Emarnt Every Vex Since 2007 DALBAR RAT ED CONVOCATIONS EXCIA CNC t Owing tlwonsh Penton. PIC a Sally owned Mb sidiary a The Bonita New York Melba Cannatim (MY Melon) Rene.u.c.istfteifitiaktitter-at00049478 DB-
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
4 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. AL- Rated (weirnt Emy Veit Since 2007 DALBAR WED COMMUNICATIONS EXCIA CNC t Owing IMO holing Ilt. a Sally owned subsidiary a The Unit of New York Melon CaPonth20 (MY Melon) Penile.; MC. iftlinber FIIIRADWARPM_00049771 D
Entities connected to both Pershing LLC and EXCIA CNC
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONMoney Market Fund
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION