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• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosu
ount Number: N46-024943 At 00 IlIMI)n) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hernent Every Vox Sine 2007 DA UM ltAl ED COMMUMCATICMS EXttILENC( Page 5 of 9 Meng iThel hake( 1.1.C, a wholly armed subeelMy of The bake. New Yeti; Mellon emponthee (MY Mellon) Penterg LLC. must. f
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
your brokerage CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number At0429W3NS CONFID L Rateamedlent Every Vox Siva 2007 DAIL& RAl ED COMMUMCATICMS Mt:UM( Page 3 of 6 Oaring Sae. Potting LIC, a wholly armed subs:Mc/of The baked. New York Mellon Ceeponban (MY Mellon) Penterg newt., fiketAPA
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
w Jersey 07399; CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number A:ODOM:CS CONFIDg L Pateamant Every Vex Siva 1007 DAIJAR ItAl ED COMMUMCATICMS EXCOAD.Ct Page of ; Oang dash Mani LI.C, a ally armed sulmarft of The Ilardi of New York Mellon Camonthm (MY Man) Penne. KC nver-ter miRIANIYAS
Entities connected to both Pershing LLC and ED COMMUMCATICMS
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION