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• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosu
stment Specialist. Page 1 of 9 Rated (Kant (my Yaw Since 2007 DAUM WED COMMUNCATIONS EX( WOK t CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Clewing Sae. Platy PIC a mond sal:oldie) el Ilwa &MO New York MS... DAPPonD20 aim meta) Penteee; ac. newt*/ FIIIRAWa Gliet 00048627 DB-SDNY-0011451 EFTA_001
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
SUANT TO FED. R. CRIM. P. 6(e) Account Number At 01211:91.0 25 CONFID L RaleamMent Every Vox Sea 2007 DALAAR Mil ED C0MNiuMCATI0NS EXCLUENC( Clewing Sae. Ambit. LIC .Rely owned sots:law/of The UM, of New Yak Mellon Conmeatim (NO' Melon) Penhar LIX. meterEIIIRAVAYYteLGM_00049490 DB-SDNY-00 12314 EF
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
CRIM. P. 6(e) Account Numbs At 0023M:0S • kj4 I AL- CONFIDO Mid tacellent Every Yew Since 2007 DAUM RAl ID COMMLINICATIONS MU MCC Page • of Clewing Sae. hrtng LLC, a wholly owned 'obedient Ilie &onkel New York Mellon Corponthan (MY Mellon) Penn.. u.C, immta filttaktitS-Al_00049735 DB-SDNY-00 1255
Entities connected to both Pershing LLC and Clewing Sae
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION