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ct. • Yur fin ni l r nization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agree
t 0:531WX:21 CONFID AL- Med Exam Every Yew Shwa 2007 DALIAlt ItAl ID COMMUNICATIONS EXCLUENCl Owing tinge,. hating LLC. • Way owned subsidiary el Ilwa &onkel New York Mellon Cannatim (MY moon) Penhnt LLC. intetar f I lillactlYASIM_00047368 DB-SDNY-0010192 EFTA_00157977 EFTA01290125 Deutsche Ban
Act. • Your financial organization's contact information can be f n n h fir t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All p
FIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L Rated taceilent Clearing SwabAmboy LIC, a wliolly owned Every Vex Since 2007 subsidiary el Ilwa &onkel New York MeBon DAUM& MUD COMMSCATICOS Caponthan (SW Mellon) n . EXCIMENC( Penne. MC. mtrytt, FiliRnAIMYLISAA-00046762 DB-SDNY-0009586 EF
e under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrborg. Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. FINRA. and NYSE Although a money market mutual fund seeks to preserve the va
C SF30025 CONFIDO. AL- Rated (Kart Every Vex Since 2007 DALBAR MUD COMMUNCATICNS EXCIA CNC t Owing tlnov W hating Ilt. a Sally craned 'maw:Wry el Ilwa &onkel New York Mellon CciPontim aim meta) Penn. LK. ritterte Filactia 00047682 DB-SDNY-0010506 EFTA_00158291 EFTA01290319 Deutsche Bank P.O.Box
Entities connected to both Pershing LLC and el Ilwa &
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONMoney Market Fund
ORGANIZATIONPie Chart
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION