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• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza: Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosu
)30 FO 11/01/13 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -5,365.67 Dividends and Interest 11101113 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SPARES 5,385 67 USD PHSX 153301.8130 SHRS RD 10130 PD 11101)13 11)15/13 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 993.51 USD DEP
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to a
SITS INTEREST RECEIVED 458997996 BOND INTEREST RECEIVED 46262EAE5 .P MORGAN HIGH YIELD FUND SELECT CLASS 328109.8970 SIRS RD 10130 PD 11101113 P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 204650 1630 SF RS RD 10130 PD 11101/13 1200000 PEABODY ENERGY CORP SR NT 7.375% 11101116 8/E DID 10/12/06 CLB RD 10115 PD 11/01113 BANKAME
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Pape of 10 Account Number. N4
4000 RD 12127 FO 12/29116 Total Securities Bought and Sold - US DOLLARS 0.00 41,28610 Dividends and Interest 12129/16 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT 11,268.40 USD .PH SX SHARES 234716 6350 SHRS RD 12127 PD 12/29/16 12130116 MONEY MARKET FUND DEUTSCHE GOUT CASH 10,908.01 DM INCOME RECEIVED
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Page 8 of 9 ,,,pot WM' Accou
TH PFD 33,945.35 USD C PRK SERK DIV 6.875% PERPETUAL MATY PERPETUAL CALL 111151230 25.00 RD 02105 PD 02116/16 02126116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,142.42 USD ..PHSX 228178.2580 SHRS RD 02/24 PD 02/26116 02/29/16 MONEY MARKET FUND DEUTSCHE GO VT CASH 5,679.03 USD INCOME RECEIVE
Entities connected to both Pershing LLC and P MORGAN FLOATING RATE INCOME FUND SELECT
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONMoney Market Fund
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION