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e under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrborg. Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. FINRA. and NYSE Although a money market mutual fund seeks to preserve the va
arnt (wry Veit Snce 2007 MAAR RAT ED COMMUNICATICNS EXCIA CNC t Chains tlwonglihnbing PIC a Sally owned subsidiary e4 TM brit W New York Mellon Calwatim (MY Mellon) Penn.'s MC. 'sent. FilatalikreaGM_00047684 DB-SDNY-0010508 EFTA_00158293 EFTA01290321 15 I Deutsche Bank P.O. Box 1776, Baltimore,
llent Every Yew Shwa 2007 DAYAlt RAID C0MMUNICATICNS EXCLUDICI Owing tinge. ',enlists TIC. • wholly owned subsidiary .Lae Bonita New York Melba Calwatim (MY Mellon) Penne.* LIX. 'sent. Filitata 00041695 DB-SDNY-0010519 EFTA_00158304 EFTA01290332 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 I
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
. Paltassant Emory Vex Since 2007 DALIIM WED COMMUNCATICNS EX( CIL CI Owing IMO holing PIC 'Sally owned subsidiary a The brat a New York Mace Calwatim (MY Mellon) Penhas MC. 'sent. FilitatikkaGM_ 00049466 DB-SDNY-0012290 EFTA_00 160075 EFTA01291640 I 5 I Deutsche Bank Portfolio Holdings (contin
L- Med Cacellent Every Yew Shwa 2007 DRUM Glen COMMUNICATIONS UM MC( Owing Sough holing PIC a who* owned subsidiary a me brat W New York Mellon Calwatim (MY Mellon) Pena...* MC. mints( ntialltilia00049509 DB-SDNY-0012333 EFTA_00160118 EFTA01291683 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosu
led hallent Every Yew Age 2007 DA UM PAT ID COMMUNICATICM EXCIIIENCIE Owing tinge. Peke PC. oplally owned subsidiary a The Bonita New York Mete Calwatim (MY Mellon) Penn.'s MC. ',wit, FilatatiAnat 000478lin DB-SDNY-0010705 EFTA_00I 58490 EFTA01290518 Important Information and Disclosures (contin
Protection Act. • Your financial organization's contact information can b • t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: Errors and Omissions excepted. Important Arbitration Disclosures • All par
d E•eawn Every Vex Sac. 2007 OMAR RATED CONVOCATIONS EXCIAL INC( Owing tiwonsh Pmbing Ilt. a Sally craned subsidiary a The Bonita New York Mete Calwatim (MY Mellon) Penn.'s MC. 'newt« FilitactlYEEPM_00047805 DE(-SDNY-0010628 EFTA_00158414 EFTA01290442 Deutsche Bank P.O. Box 1776, Baltimore, MD 2
Entities connected to both Pershing LLC and Calwatim
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION