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• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413.3330. Errors and Omissions excepted. Important Arbitration Disclosu
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under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA, and NYSE Although a money market mutual fund seeks to preserve the va
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Protection Act. • Your financial organization's contact information can b • t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: Errors and Omissions excepted. Important Arbitration Disclosures • All par
er At 01UP:510:21 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L RaleamearM Every Vox Si m2007 DAIL& WED C0MMUMCATI0NS EXCIMEM( Owing Sae. Penbni LLC, a ebony armed fulmar/ of The Swat of New Yeti; Mellon Corporation (MY Mellon) Pent...* ut. FuoznAlAIYmPM_0004 7851 DB-SDNY-00 10675
under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB, FIN RA, and NYSE Although a money market mutual fund seeks to preserve the v
A0100 C6F3OKI 5F ID0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) L Rated Emedlont Every Yaw Saxe 2007 DALIAR MI ED C0MMUMCATIM EXC0.LENC( Owing Sae. Pen beg LI.C, a -holly owned subscharft el The cab of New York Mellon Corponthm OW Melon) Penne. LIX.rren-ter EitiRnAcklireM_00049825 DB-SDNY-00
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
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im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
mbe Ate/AMC:20 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L- Rfleamearnt Every Vex Siva 1007 DAUM, MUD COMMUNICATIONS EXCEILENCE Owing Sae. exams LI.C, a ebony armed subsidiary*. The bake. New York Mellon emeombm (MY Mellon) Penne. 4C. inure*, FilienAckklYter-40_00049715 DB-SDNY-00125
Entities connected to both Pershing LLC and Owing Sae
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONMoney Market Fund
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONPie Chart
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION