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be deemed a waiver of such right or any other right granted hereunder. DBSI retains the right to delegate to its agent including its clearing agent, Pershing LLC (Pershing), one or more of DBSI's rights or obliganons under this Agreement without notice to Client. 2. Cash Account. DBSI will dimity each Accoun
effect here time te twos. "Applicable Law- shall also include the rules of any national securities association, registered securities exchange or of the Options Cleating Corporation or other clearing organq.ation applicable to the trading of option contracts. 13.AWM-0198 012145 032813 SDNY_GM_00038427 CONFIDENTIAL CONFIDENT
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosu
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing km. Proxy Vote Securities not fully paid for
be dawned a waiver of such right or any other right granted hereunder. DBSI retains the right to delegate to its agent including its clearing agent. Pershing LLC (Pershing), one or mtire of DBSI's rights or obligenons under this Agreement withoUt notice to Client. 2. Cash Account. DBSI will classify eech Amo
ffect trine time te nroe. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Cleating Corporation or other clearing organization applicable to the trading of option contracts. 13.8W/44198 9 012145 032813 CONFIDENTIAL - PURSUANT TO FED. R. CRI
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Pape of 10 Account Number. N4
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
Entities connected to both Pershing LLC and the Options Cleating Corporation
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATIONClient Service Information
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPie Chart
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION