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ct. • Yur fin ni l r nization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agree
IM. P. 6(e) Page 2 of 7 Account Number. CONFIDO. A: crt c:a) Med Cacellent Every Year Shwa 2007 DALIAlt RAI ID COMMUNICATIONS EXCLUDICE Owing Sough penting ac a wally owned subsidiary e4 The brat a New York Mellon CAS (OW Mellon) LIX.rnerrter FIllaktiaGM_ 00047349 DB-SDNY-0010173 EFTA_001579
Act. • Your financial organization's contact information can be f n n h fir t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All p
P. 6(e) Page 7 of 9 Account Number A: :,ittSc):32. CONFIDO. AL- Rated Clairol Every Year Shwa 2007 DALIMRAIIDC0MMLINICATI0NS EXCLUDICt Owing Sough holing PIC a Sally owned subsidiary albs Bonita New York Melon Cannatim (MY Mellon) Pentree u.0 arta fi ti RAVAtiliegt 00 046789 DB-SDNY-0009613
under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA, and NYSE Although a money market mutual fund seeks to preserve the va
— PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 .•.,, CONFID L- Rated ballet (wry Yea Stitt 2007 DALIARRAIED COMMUNICATIO16 00:01DOCE Clewing 'Sough hails LI.C. • Sway sad subsidiary ol the Sank of New York Mellon C.:vanities (VW Menem) Pentwo LIX FINRAWORPM—°°°49° 12 DB-SDNY-0011836 EFTA_001
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
UANT TO FED. R CRIM. P. 6(e) Account Number: At Ca MWM0S CONFIDO. AL- Med Cacellent Every Yew Shwa 2007 DRUM Glen COMMUNICATIONS UM MC( Owing Sough holing PIC a who* owned subsidiary a me brat W New York Mellon Calwatim (MY Mellon) Pena...* MC. mints( ntialltilia00049509 DB-SDNY-0012333 EFTA
Entities connected to both Pershing LLC and Sough
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSON
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
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Deutsche Bank
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONPie Chart
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION