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N.A. 270 Park Avenue, New York, NY 10017-2014 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 4/1/13 to 4/30/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
les/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost CALUMET SPECIALTY PRODUCTS PARTNERS L.P. @ 37.10 111,300.00 BROKERAGE 120.00 TAX &/OR SEC 2.50 J.P. MORGAN SECURITIES LLC (ID: 131476-10-3) TUMI HOLDINGS INC @ 21.00 42,000.00 BROKERAGE 100.00 TAX &/OR SEC .95 J.P. MORGAN SECURITIE
Avenue, New York, NY 10017-2014 SOUTHERN FINANCIAL, LLC ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Tea
P @ 22.178804 55,447.01 BROKERAGE 100.00 TAX &/OR SEC .97 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) STRATASYS LTD @ 93.10 279,300.00 BROKERAGE 120.00 TAX &/OR SEC 4.86 J.P. MORGAN SECURITIES LLC (ID: M85548-10-1) COMPANIA CERVECERIAS UNIDAS S A ADR @ 26.80 53,600.00 BROKERAGE 80.00 TAX &/OR SEC .94 J.P.
rk Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 10/1/12 to 10/31/12 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.
mptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO PENNANTPARK INVESTMENT CORP @ 10.77 32,310.00 BROKERAGE 120.00 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 708062-10-4) EFTA01540189 GRUPO FIN SANTANDER-ADR B @ 12.65 50,600.00 BROKERAGE 160.00 TAX &/OR SEC 1.14
Entities connected to both Justin Nelson and 120.00 TAX &/OR

Justin Trudeau
PERSON
JPMorgan Chase
ORGANIZATION
Paul Barrett
PERSONJason Grosse
PERSON
FDIC
ORGANIZATIONPETROLEOS DE VENEZUELA S
ORGANIZATION
Ghislaine Maxwell
PERSONVAR RT
ORGANIZATIONCOUNTRYWIDE HOME LOANS
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Deutsche Bank
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BIOGEN IDEC INC
ORGANIZATIONROYAL BANK SCOTLAND GROUP PLC ADR
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATION
Barclays
ORGANIZATIONHEADWATERS INC 7.625
ORGANIZATIONCITIGROUP INC PFD
ORGANIZATION