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nk, N.A. 270 Park Avenue, New York, NY 10017-2014 SOUTHERN FINANCIAL, LLC ACCT. For the Period 3/1/13 to 3/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
(ID: 037612-30-6) ASCENA RETAIL GROUP INC COM ASSET TRANSFER FROM A/C Q30171-0 FINANCIAL TRUST COMPANY INC CLIENT REF 104768400 (ID: 04351G-10-1) BOMBARDIER INC CL B ASSET TRANSFER FROM A/C Q30171-0 FINANCIAL TRUST COMPANY INC CLIENT REF 104768400 (ID: 097751-20-0) JP MORGAN CHASE & CO ASSET TRANSFER FROM A/C
N.A. 270 Park Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/13 to 3/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
ry Description ASCENA RETAIL GROUP INC COM TRANSFER FROM J.P. MORGAN CLEARING CORP. JPMORGAN CLEARING CORP TRADE DATE 03/27/13 (ID: 04351G-10-1) BOMBARDIER INC CL B TRANSFER FROM J.P. MORGAN CLEARING CORP. JPMORGAN CLEARING CORP TRADE DATE 03/27/13 (ID: 097751-20-0) JP MORGAN CHASE & CO TRANSFER FROM J.P. MO
FINANCIAL, LLC 383 Madison Avenue, New York, NY 10179 ACCT. For the Period 9/1/13 to 9/30/13 Margin Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Tea
46409252FF AS OF 09/10/13 Tax Payments 9/30 Quantity Cost $22,006.10 Quantity Cost Amount 11,003.05 Amount (11,003.05) FGN Tax Withheld BOMBARDIER INC CL B TAX WITHHELD CANADA 25.00% (ID: 097751-20-0) (123.13) Account Page 14 of 17 Consolidated Statement Page 52 EFTA01547137 SOUTHERN FINANCIAL,
venue, New York, NY 10017-2014 SOUTHERN FINANCIAL, LLC ACCT. For the Period 10/1/13 to 10/31/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Tea
ATE 10/11/13 CLIENT REF 105664157 (ID: 06739F-HK-0) BIOGEN IDEC INC PERSHING & COMPANY TRADE DATE 10/11/13 CLIENT REF 105664157 (ID: 09062X-10-3) BOMBARDIER INC CL B PERSHING & COMPANY TRADE DATE 10/11/13 CLIENT REF 105664157 (ID: 097751-20-0) (2,000,000.000 ) 2,081,180.56 (300,000.000) 300,000.00 (2,095.
Entities connected to both Justin Nelson and BOMBARDIER INC CL

Justin Trudeau
PERSON
JPMorgan Chase
ORGANIZATION
Newark
LOCATION
Paul Barrett
PERSON
Nassau
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONJason Grosse
PERSON
FDIC
ORGANIZATIONWilliam Sheridan
PERSONPETROLEOS DE VENEZUELA S
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATIONNet Capital Requirements
ORGANIZATIONOGBPPR-AA-9
ORGANIZATION
Bank of America
ORGANIZATION
Deutsche Bank
ORGANIZATIONUNCAPPED
ORGANIZATION
SERVICEMASTER
ORGANIZATION
Barclays
ORGANIZATION