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Mark Lloyd 100,000 100,000 Nick Ribis 150,000 150,000 Johnny O'Sullivan 22,446 22,446 Osboume Lane Capital (Paul B) 1,000,000 1,000,000 David Mitchell 100,000 1,500,000 1,600,000 MI 303,262 303,262 Harlequin Dane, LLC 4,750,000 4,750,000 Coatue Enterprises LLC 1,500,000 1,500,000 Lesley
n Medicine Inc 1/16/14 25000 857,115 1,330,000 1,705,000 847,885 General Electric 10/20/17 75,000 1.127.899 1,371,750 1,308,750 180,851 Sangamo Therapeutics Inc 5/28/13 40,000 337.771 848.000 856.(1® 318.229 Total Southern Financial LLC-Equities (TD) 2,322,785 5,080,315 3,669,750 1,346,965 Southern T
Mark Lloyd 100,000 100,000 Nick Ribis 150,000 150,000 Johnny O'Sullivan 22,446 22,446 Osboume Lane Capital (Paul B) 1,000,000 1,000,000 David Mitchell 100,000 1,500,000 1,600,000 303,262 303,262 Harlequin Dane, LLC 5,750,000 5,750,000 Coatue Enterprises LLC 2,000,000 2,000,000 Lesley 30
962.506 ALPS ETF Alerian MLP 1/12/18 40 000 500 956 - 490,200 -10756 -6,750 Utility Sector Spider XLU 1/12/18 (400) 49448 - (505,296) Sangamo Therapeutics Inc 5/28/13 40,000 337 771. 656.000 834.000 496.229 Total Southern Financial LLC - Equities (TD) 3,286,701 3,669,750 4,575,154 1,288,453 South
Mark Lloyd 100,000 100,000 Nick Ribis 150,000 150.000 Johnny O'Sullivan 22,446 22,446 Osboume Lane Capital (Paul B) 1,000,000 1,000,000 David Mitchell 243,700 1,500,000 1.743,700 303,262 303,262 Harlequin Dane, LLC 5,750,000 5,750,000 Coatue Enterprises LLC 2,000,000 2,000,000 Bella Klei
rien MLP 1/12/18 40,000 500,956 402,910 434,300 -66,656 Utility Sector Spider XLU 1/12/18 (9,900) (499,546) (500,247) (510,444) -10,898 Sangamo Therapeutics Inc 5/28/13 40,000 337 771 760.400 QUM ULM 936,655 Total Southern Financial LLC - Equities (1V) 3,286,701 4,316,413 4,223,356 Southern Trust C
Entities connected to both David Mitchell and Sangamo Therapeutics Inc

George Mitchell
PERSON
Jeffrey Epstein
PERSON
Richard Kahn
PERSONDarren Indyke
PERSON
Samantha Power
PERSON
Prince Charles
PERSON
Paul Barrett
PERSONNicholas Ribis
PERSONLivingston
LOCATION
JPMorgan Chase
ORGANIZATION
Apple
ORGANIZATIONSouthern Trust Company
ORGANIZATIONInterest Income & Other Distributions
ORGANIZATIONKean Court
ORGANIZATION
Antiques & Jewelry
ORGANIZATIONBoothbay Multi-Strategy Fund
ORGANIZATIONNES LLC
ORGANIZATIONLSJE LLC
ORGANIZATION
Barclays
ORGANIZATION