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Lottery Process: Partial Calls: Pershing's Impartial Lottery Process: Partial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 40230, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to tre
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Lottery Process: Partial Calls: Pershing's Impartial Lottery Process: Partial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to tr
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Lottery Process: Partial Calls: Pershing's Impartial Lottery Process: Partial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to tr
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Entities connected to both New York Stock Exchange and Pon Ammo

Ghislaine Maxwell
PERSON
Deutsche Bank
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONAccount Value
ORGANIZATION
Jeff Sessions
PERSONCurren
PERSONthe State of New York
LOCATIONPershing
LOCATIONthe European Central Bank
ORGANIZATIONPershing LLC
ORGANIZATION
Larry Page
PERSONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
CUSTOMS
ORGANIZATION
BNY Mellon
ORGANIZATION