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scal year-end of the Master Partnership is December 31. The Master Partnership's Independent Public Accountants The Master Partnership has retained Ernst & Young LLP, 5 Times Square, New York, New York 10036, certified public accountants, as its auditor. 11-82 CONFIDENTIAL UBSTERRAMAR00004085 EFTA00239417 F
&ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the broker/dealer anti-fraud provisions. Allegations: Violations of
2 mentions1 same-page
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II-63 CONFIDENTIAL UBSTERRAMAR00002479 EFTA00238035 The Master Partnership's Independent Public Accountants The Master Partnership has retained Ernst & Young LLP, 5 Times Square, New York, New York 10036, certified public accountants, as its auditor. ML281817-MAXWELL II-64 CONFIDENTIAL UBSTERRAMAR00002480
&ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the brokeridealer anti-fraud provisions. Allegations: Violations of
2 mentions1 same-page
Page ?Same page
II-63 CONFIDENTIAL UBSTERRAMAR00001426 EFTA00237072 The Master Partnership's Independent Public Accountants The Master Partnership has retained Ernst & Young LLP, 5 Times Square, New York, New York 10036, certified public accountants, as its auditor. =MAXWELL II-64 CONFIDENTIAL UBSTERRAMAR00001427 EFTA00
&ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the brokeridealer anti-fraud provisions. Allegations: Violations of
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Mutual Connections (128)
Entities connected to both Ernst & Young LLP and the North American Securities Administrators Association
Cayman
LOCATION15 w/ Ernst·3 w/ the
United States
LOCATION13 w/ Ernst·4 w/ the
New York
LOCATION13 w/ Ernst·3 w/ the
Fannie Mae
ORGANIZATION9 w/ Ernst·5 w/ the
Federal Reserve
ORGANIZATION8 w/ Ernst·5 w/ the
UBS AG
ORGANIZATION8 w/ Ernst·5 w/ the
the Securities and Exchange Commission
ORGANIZATION7 w/ Ernst·6 w/ the
New York State
LOCATION6 w/ Ernst·6 w/ the
Millennium
ORGANIZATION9 w/ Ernst·3 w/ the
Department of Justice
ORGANIZATION7 w/ Ernst·5 w/ the
Ghislaine Maxwell
PERSON8 w/ Ernst·4 w/ the
Lehman
ORGANIZATION5 w/ Ernst·6 w/ the
Millennium USA LP
ORGANIZATION7 w/ Ernst·3 w/ the
Internal Revenue Service
ORGANIZATION4 w/ Ernst·6 w/ the
Marc Rich
PERSON7 w/ Ernst·3 w/ the
JPMorgan Chase
ORGANIZATION7 w/ Ernst·3 w/ the
UBS Fund
ORGANIZATION5 w/ Ernst·5 w/ the
UBS Fund Advisor
ORGANIZATION6 w/ Ernst·4 w/ the
Massachusetts Securities Division
ORGANIZATION3 w/ Ernst·6 w/ the
Cease & Desist
ORGANIZATION3 w/ Ernst·6 w/ the