Epstein Secrets

allivan (Signature) Mdrew F Gallivan 2/8/2018 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Matthew-) Purcell Yoonsun Chung (Sgnature) Matthew-) Purcell Yoonsun Cliung 2/13/2018 2/13/2018 tATAm / INTERNATIONAL APPROVALS Client Facing Professional (CFP

M. Case Comments Created By Date Comments Your ,Ur CI i., ', 4 3/18/118 10:52 AM The client Trust is regstened in US VI, not USA. Matthew-3 Purcell 2/13/118 11:13 AM TNs Kit senes as a Ngh risk review for the new client The 2017 Caterpilar Trust (referred as accountholder') - Below are the reas

to escalate the case further. • We performed due dibgence searches on all parties and did not find the names searched to be on any sanctions lists Cynthia Rodriguez 2/8/118 10:59 AM Please Note: The 2013 Butterfly trust is listed as a beneficiary only when the 2017 Caterpilar Trust terminates. Since this benef

From: Cynthia Rodriguez I Sent: 3/16/2018 4:07:09 PM To: Matthew-1 Purcell Subject: RE: Missed conversation with Matthew-J Purcell Yesterday's issue was for Jefferies SRI Fund GP LP I believe. They have so many similarly

From: Cynthia Rodriguez I Sent: 3/16/2018 4:07:09 PM To: Matthew-1 Purcell Subject: RE: Missed conversation with Matthew-J Purcell Yesterday's issue was for Jefferies

going forward to monitor him Cynthia Rodriguez 9:19 AM: im hoping it just gets approved causeeeeee my last day at the firm is 3/21 (u) Matthew-1 Purcell 9:21 AM: Congrats to you! and sad to hear because you're very good Cynthia Rodriguez 9:22 AM: thank youuuuu \ It's a really good opportunity and

d clearance to Rep Risk Kimberly Hart Matthew-1 Purcell 9:08 AM: I can send it back and you can upload it when they come back if you dont have it Cynthia Rodriguez 9:10 AM: sorry was on a call one sec yesss i have the rep risk approvalIll ill send it over now they agreed to continue the relationship but make

Cynthia Rodriguez 10:45 AM: yupp Matthew-1 Purcell 10:45 AM: thank you Matthew-1 Purcell 10:50 AM: approved Cynthia Rodriguez 1222 PM: resubmitted guardian for you let me know if i missed anythi

Cynthia Rodriguez 10:45 AM: yupp Matthew-1 Purcell 10:45 AM: thank you Matthew-1 Purcell 10:50 AM: approved Cynthia Rodriguez 1222 PM: resubmitted guardian for

From: Matthew-1 Purcell Sent: 3/16/2018 4:05:25 PM To: Cynthia Rodriguez Subject: RE: Missed conversation with Matthew-1 Purcell do you remember the client by any chance? KYC number? I will search for it Matthew Purcell Assistant Vice President I AML Compliance Deutsche Ban

From: Matthew-1 Purcell Sent: 3/16/2018 4:05:25 PM To: Cynthia Rodriguez Subject: RE: Missed conversation with Matthew-1 Purcell do you remember the client by any chance? KYC number? I will search for it Matthew Purcell

going forward to monitor him Cynthia Rodriguez 9:19 AM: im hoping it just gets approved causeeeeee my last day at the firm is 3/21 (u) Matthew-1 Purcell 9:21 AM: Congrats to you! and sad to hear because you're very good Cynthia Rodriguez 9:22 AM: thank youuuuu \ It's a really good opportunity and

d clearance to Rep Risk Kimberly Hart Matthew-1 Purcell 9:08 AM: I can send it back and you can upload it when they come back if you dont have it Cynthia Rodriguez 9:10 AM: sorry was on a call one sec yesss i have the rep risk approvalIll ill send it over now they agreed to continue the relationship but make

Matthew-1 Purcell 9:03 AM: hey Cynthia Rodriguez 9:56 AM: heyyy Matthew-1 Purcell 1:20 PM: Hey sorry to bother you but the TIN # for The Caterpillar Trust 2017 is an individuals can you provide me with the correct TIN and i will

Matthew-1 Purcell 9:03 AM: hey Cynthia Rodriguez 9:56 AM: heyyy Matthew-1 Purcell 1:20 PM: Hey sorry to bother you but the TIN # for The Caterpillar Trust 2017 is an individuals can you provide