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ACCT. For the Period 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 P PUBLIC STORAGE 6.35% PFD 74460D-1
@ 17.28 62,208.00 BROKERAGE 180.00 TAX &/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 16.70 37,575.00 BROKERAGE 112.50 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.60622 63,637.32 BROKERAGE 300.00 TAX &/OR SEC 1.23 J.P. MORGAN SECURITIES LLC
2 mentions1 same-page
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ACCT. For the Period 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 P PUBLIC STORAGE 6.35% PFD 74460D-1
@ 17.28 62,208.00 BROKERAGE 180.00 TAX &/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 16.70 37,575.00 BROKERAGE 112.50 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.60622 63,637.32 BROKERAGE 300.00 TAX &/OR SEC 1.23 J.P. MORGAN SECURITIES LLC
2 mentions1 same-page
Page ?Same page
ACCT. For the Period 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 P PUBLIC STORAGE 6.35% PFD 74460D-1
@ 17.28 62,208.00 BROKERAGE 180.00 TAX &/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 16.70 37,575.00 BROKERAGE 112.50 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.60622 63,637.32 BROKERAGE 300.00 TAX &/OR SEC 1.23 J.P. MORGAN SECURITIES LLC
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Mutual Connections (35)
Entities connected to both Barclays and 112.50 TAX &/OR
Ghislaine Maxwell
PERSON102 w/ Barclays·3 w/ 112.50
JPMorgan Chase
ORGANIZATION83 w/ Barclays·3 w/ 112.50
Securities Investor Protection Corporation
ORGANIZATION53 w/ Barclays·3 w/ 112.50
CITIGROUP CAPITAL XIII
ORGANIZATION46 w/ Barclays·3 w/ 112.50
the Internal Revenue Service
ORGANIZATION42 w/ Barclays·3 w/ 112.50
Paul Morris
PERSON37 w/ Barclays·3 w/ 112.50
Newark
LOCATION36 w/ Barclays·3 w/ 112.50
Deutsche Bank
ORGANIZATION35 w/ Barclays·3 w/ 112.50
Global Access Portfolios
ORGANIZATION32 w/ Barclays·3 w/ 112.50
Bank of America
ORGANIZATION29 w/ Barclays·3 w/ 112.50
Paul Barrett
PERSON22 w/ Barclays·3 w/ 112.50
JPMorgan Fund
ORGANIZATION21 w/ Barclays·3 w/ 112.50
US Small/Mid Cap Equity
ORGANIZATION20 w/ Barclays·3 w/ 112.50
GENERAL MOTORS CO CV
ORGANIZATION19 w/ Barclays·3 w/ 112.50
UNCAPPED
ORGANIZATION17 w/ Barclays·3 w/ 112.50
Total Foreign Exchange
ORGANIZATION12 w/ Barclays·3 w/ 112.50
PFD SHS SER 5
ORGANIZATION12 w/ Barclays·3 w/ 112.50
CIT GROUP INC
ORGANIZATION11 w/ Barclays·3 w/ 112.50
FX Fwd Contract
ORGANIZATION11 w/ Barclays·3 w/ 112.50
HCA INC
ORGANIZATION10 w/ Barclays·3 w/ 112.50