Document Mentions (3 shared documents)

EFTA01289201_sub_001 - EFTA01289201_100

3 mentions1 same-page

Page ?Same page

30320 Total Securities Withdrawals and Deposits - U.S. DOLLARS 0.00 -2,918,997.00 Dividends and Interest 10/10117 FOREIGN BOND INTEREST 300000 BARCLAYS EIK PLC CONTINGENT CAP NT 11,625.00 USD 06739FHK0 'SIM/ US06739Fli KO3 7.750% 04/1/23 B/E DTD 0 At Vit3 CLB RD 1/06 ED 13/1/17 10112/17 FOREIGN SECURI

k Cod Adjusted Unrealized Acaued Esliraled Eslirraled Cod Bads Martel Rix Market Value GainItos6 Interest Anrtal frame )(tell 473,911.46 BARCLAYS BK PLCCONTINGENT CAP NT ISM USO 6739FHK03 7.750% 04/2123 WE OTD 0412/13 CALLABLE 0412/1%.1 P Rating 884 04/03/13 ..12in 300,000.000 100.0000 EXELA

°Silos Estimated Estimated Annual Income Yield Security Identifier. BABA CUSP. 0 809W 1:12 06110115 5.000.000 88.9500 444.749.00 172.4300 APOLLO GLOBAL M GM T Lie CL A SHS Dividend Oplion: Cash Sturdy Idenlifier: APO CUSIP 03762306 03/29/11'm 263.157.000 19.0000 4,999.983 00 33.4700 APPLE INC

EFTA01289441_sub_002 - EFTA01289441_200

2 mentions1 same-page

Page ?Same page

OPTION 200.000 0.00 30.80610 -30,806.00 277.50 Security Identifier 990AM VOM Total Short Term 1,312,343.68 83,062.00 -30,106.27 Long Term BARCLAYS BK PLC CONT 04110/18 04103/13 Noncovered" Fist in First Out / REDEMPTION 300.000.000 300100.00 300.00010 0.00 NT ISINOUS06739FHK03 7.750% Original

A_00 157198 EFTA01289561 Portfolio Holdings (continued) U.S. DOLLARS (continued) Dale Acquired EQUITIES {continued) Common Stocks (continued) APOLLO GLOBAL M GM T LLCCL A IS Dividend Oplion: Cash 263,6700 of these shares are in your margin account 03/29/11 " 3 263.157.000 19.0000 4.999.983.00 31.8700

EFTA01289201_sub_003 - EFTA01289201_240

2 mentions1 same-page

Page ?Same page

CBSDNY-0009261 EFIA_00157046 EFTA01289409 Portfolio Holdings (continued) Dale Acquired FIXED INCOM E (continued) Corporate Bonds (continued) BARCLAYS BK PLC CONTINGENT CAP NT (continued) Quantity Unil Cost Adjusted Cost Basis Markel Price Maket Value Unrealized GainItoss 811 ORGAN CHASE 8 CO DEP

ALLIANZ SE SPONSADR REPSTG Y9 SHS Dividend Oplion: Cash Securely Identifier: AZSEY CUSP 0180521 04/13/15 5,000.000 18.0110 90.056.00 17.4100 APOLLO GLOBAL M GM T LLCCL A SHS Dividend Oplion: Cash Stonily Identifier: APO CUSP 03762306 03/29/11 ".13 263.157 000 19.0000 4.999.983.00 22.7400 APPLE IN