3
Shared Docs
3
Same-Page
3 / 3
Mentions
ADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 05/02 JOURNAL 03 05/02 BOUGHT 01 05/03 JOURNAL 01 05/11 SOLD QUANTITY DESCRIPTION -7,535 DEUTSCHE POST AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 7,535 DEUTSCHE POST AG DONE AT DEUTSCHE BNK/ALEX BROWN 200,000 KFW 0.5 02/03/10 00.5000 02/03/20
GING FLIP TO 736FY0 FROM 746FY0 2,350 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,350 PPL CORP DONE AT EDGETRADE.COM INC. -4,687 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 -2,746 ALLERGAN INC OFFSHORE
03 04/26 BOUGHT 01 04/27 JOURNAL 03 04/27 JOURNAL 01 04/27 SOLD 03 04/27 BOUGHT 01 04/28 JOURNAL 01 04/28 SOLD QUANTITY DESCRIPTION -15,064 DEUTSCHE POST AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 15,064 DEUTSCHE POST AG DONE AT DEUTSCHE BNK/ALEX BROWN 400,000 KFW 0.5 02/03/10 00.5000 02/03/2
CING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -250,000 CENTERPOINT ENERGY INC CVT SER B 03.7500 05/15/2023 TO 736FY0 FROM 746FY0 14,030 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 250,000 CENTERPO
*** ALL AMOUNTS IN EURO *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 03/16 JOURNAL 03 03/16 BOUGHT QUANTITY DESCRIPTION -7,000 DEUTSCHE POST AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 7,000 DEUTSCHE POST AG DONE AT CANTOR, FITZGERALD & CO. 21.08900 147,857.43 PRICE DEBIT CREDI
WIRED 03 03/30 JOURNAL 03 03/30 BOUGHT QUANTITY DESCRIPTION -2,600 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 6,500 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. -2,680 HCC INSURANCE HOLDINGS INC DONE AT EDGETRADE.COM INC. 2,600 CENTERPOINT ENERGY INC DONE AT EDGETRADE.COM
Entities connected to both DEUTSCHE POST AG and CENTERPOINT ENERGY INC
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATION
Ghislaine Maxwell
PERSONCBRL GROUP INC
ORGANIZATION
NEW YORK NY
LOCATIONAMERICAN FINL GROUP INC
ORGANIZATIONPPL CORP
ORGANIZATIONCSX CORPORATION
ORGANIZATIONMASCO CORP
ORGANIZATIONIndependent Third Party
ORGANIZATIONthis Independent Research
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONCS Sec USA LLC
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATION
AMGEN
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONChristopher Steele
PERSONSUPERVALU INC
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATION
Bank of America
ORGANIZATIONEXBKR/CUTTONE & CO
ORGANIZATION