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; Casriel, Lyle CC: Klein, Matthew Ramdeen, Vijai ; Waldron, Chelsey Devon Subject: RE: MAXWELL: Revised Proposal Will do Hope you are well. Scott L. Stackman Managing Director - Investments Private Wealth Advisor UBS Private Wealth Management T C 1 l; Shkreli, Juliana Pleage be advised that this e-
Message From: Stackman, Scott Sent: 7/15/2014 4:05:16 PM To: G Maxwell ; Casriel, Lyle CC: Klein, Matthew Ramdeen, Vijai ; Waldron, Chelsey Devon Subject: RE: MA
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if oil prices are toppish here then both Apache and Lukoil
m: Casriel, Lyle Sent: 7/10/2014 9:08:41 PM To: G Maxwell CC: Garcia, Camille I; Klein, Matthew I; Ramdeen, Vijai I; Shkreli, Juliana I 1; Stackman, Scott I Waldron, Chelsey Devon Subject: MAXWELL: Revised Proposal Ghislaine, Based on our discussion and your need to raise some cash these are
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if oil prices are toppish here then both Apache and Lukoil
Message From: Casriel, Lyle Sent: 7/15/2014 9:07:12 PM To: G Maxwell [ CC: Klein, Matthew [ Stackman, Scott Subject: RE: MAXWELL: Revised Proposal Attachments: Maxwell Holdings.pdf Ramdeen, Vijai I; Shkreli, Juliana 1; Waldron, Chelsey Devon T
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if CONFIDENTIAL UBSTERRAMAR00000504 EFTA00236208 oil pr
5/2014 8:52:40 PM To: G Maxwell CC: Klein, Matthew Ramdeen, Vijai Shkreli, Juliana Subject: RE: MAXWELL: Revised Proposal Ghislaine, I; I; Stackman, Scott I I; Waldron, Chelsey Devon We executed as instructed and kept Twitter and BHP. Proceeds raised are approximately 716k. We will move the cas
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if oil prices are toppish here then both Apache and Lukoil
Message From: Casriel, Lyle Sent: 7/16/2014 10:51:58 PM To: G Maxwell CC: Klein, Matthew ; Ramdeen, Vijai I; Stackman, Scott I I Subject: RE: MAXWELL: Revised Proposal Attachments: Maxwell Holdings Report.pdf; Maxwell GL Report.pdf Ghislaine, I; Shkreli, Julia
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if oil prices are toppish here then both Apache and Lukoil
Entities connected to both Scott Stackman and Apache

Ghislaine Maxwell
PERSONJuliana Shkreli
PERSONVijai Ramdeen
PERSONWaldron
PERSONChelsey Devon
PERSONGarcia
PERSONCamille
PERSONMatthew; Ramdeen
PERSONLyle & Scott
ORGANIZATIONLukoil
ORGANIZATION
Tesco
ORGANIZATION
Target
ORGANIZATIONIllinois Tool Works
ORGANIZATIONGeron
ORGANIZATIONUPS Financial Services, Inc.
ORGANIZATIONCasriel
ORGANIZATION