Epstein Secrets

(s) Account Name / Number Opening Date (intended/actual) 1 0 Southern Financial, LLC 8/19/2013 2 M Southern Financial, LLC 8/19/2013 3 • Southern Trust Company, Inc. 8/19/2013 4 IN Southern Trust Company, Inc. 8/19/2013 Who is the primary contact person for the RM? (Note: This person needs to have signator

nship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: How Was the Chent(s) Inuviluced? Hon long has the RM personally known the client? • Client Referral 0 am Prospect 0 Intermediary/PIM 0 Other Source (CIB, etc.) Please provi

(s) Account Name / Number Opening Date (intended/actual) 1 0 Southern Financial, LLC 8/19/2013 2 M Southern Financial, LLC 8/19/2013 3 • Southern Trust Company, Inc. 8/19/2013 4 IN Southern Trust Company, Inc. 8/19/2013 Who is the primary contact person for the RM? (Note: This person needs to have signator

nship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: How Was the Chent(s) Inuviluced? Hon long has the RM personally known the client? • Client Referral 0 am Prospect 0 Intermediary/PIM 0 Other Source (CIB, etc.) Please provi

(s) Account Name / Number Opening Date (intended/actual) 1 0 Southern Financial, LLC 8/19/2013 2 M Southern Financial, LLC 8/19/2013 3 • Southern Trust Company, Inc. 8/19/2013 4 IN Southern Trust Company, Inc. 8/19/2013 Who is the primary contact person for the RM? (Note: This person needs to have signator

nship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: How Was the Chent(s) Inuviluced? Hon long has the RM personally known the client? • Client Referral 0 am Prospect 0 Intermediary/PIM 0 Other Source (CIB, etc.) Please provi