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Deutsche Bank PO Bex 1776, Baltimore, MD 21203 December 1.2018 • December 31,2018 SOUTHERN TRUST COM PA NY INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing

R. CRIM. P. 6(e) CONFIDENTIAL Page 7 of 9 Go pwr1ess way, MINIM' 4 Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM.•• wholly road subtle:run of The BIS al New Yort Menai Comeration (BNY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0065642 SDN

Deutsche Bank PO Bex 1776, Baltimore, MD 21203 December 1.2018 • December 31,2018 SOUTHERN TRUST COM PA NY INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing

UANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go pwr1ess way, MINIM' 4 Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM. • wholly road subtle:run of The east al New Yort Macs Comeration (BNY Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0083142 SD

Deutsche Bank PO Bex 1776, Baltimore, MD 21203 December 1.2018 • December 31,2018 SOUTHERN TRUST COM PA NY INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing

R. CRIM. P. 6(e) CONFIDENTIAL Page 7 of 9 Go pwr1ess way, MINIM' 4 Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM.•• wholly road subtle:run of The BIS al New Yort Menai Comeration (BNY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0084376 SDN