3
Shared Docs
3
Same-Page
3 / 3
Mentions
for trading in the opening and/or late trading sessions to be eligible for trading in such sessions. ERISA Section 408(6)(21 On February 3, 2012, the Department of Labor ("DOL") issued final regulations under Section 408(bX2) of the U.S. Employee Retirement Income Security Act of 1974 ("ERISA"). ERISA's Section 408(b
sche Bank Securities Inc. 4 1. IA"; M. Batty Bausat Managing Director President, Deutsche Bank Securities Inc. Co-Head Global Prime Finance 6 Thomas Patrick Managing Director Head of Global Markets Equity Trading Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064551 CONFIDENTIAL
for trading in the opening and/or late trading sessions to be eligible for trading in such sessions. ERISA Section 408(6)(21 On February 3, 2012, the Department of Labor ("DOL") issued final regulations under Section 408(bX2) of the U.S. Employee Retirement Income Security Act of 1974 ("ERISA"). ERISA's Section 408(b
sche Bank Securities Inc. 4 1. IA"; M. Batty Bausat Managing Director President, Deutsche Bank Securities Inc. Co-Head Global Prime Finance 6 Thomas Patrick Managing Director Head of Global Markets Equity Trading Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069160 CONFIDENTIAL
for trading in the opening and/or late trading sessions to be eligible for trading in such sessions. ERISA Section 408(6)(21 On February 3, 2012, the Department of Labor ("DOL") issued final regulations under Section 408(bX2) of the U.S. Employee Retirement Income Security Act of 1974 ("ERISA"). ERISA's Section 408(b
sche Bank Securities Inc. 4 1. IA"; M. Batty Bausat Managing Director President, Deutsche Bank Securities Inc. Co-Head Global Prime Finance 6 Thomas Patrick Managing Director Head of Global Markets Equity Trading Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071470 CONFIDENTIAL
Entities connected to both the Department of Labor and Thomas Patrick