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for trading in the opening and/or late trading sessions to be eligible for trading in such sessions. ERISA Section 408(6)(21 On February 3, 2012, the Department of Labor ("DOL") issued final regulations under Section 408(bX2) of the U.S. Employee Retirement Income Security Act of 1974 ("ERISA"). ERISA's Section 408(b
atty Bausat Managing Director President, Deutsche Bank Securities Inc. Co-Head Global Prime Finance 6 Thomas Patrick Managing Director Head of Global Markets Equity Trading Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064551 CONFIDENTIAL SDNY GM_00210735 EFTA01371265
for trading in the opening and/or late trading sessions to be eligible for trading in such sessions. ERISA Section 408(6)(21 On February 3, 2012, the Department of Labor ("DOL") issued final regulations under Section 408(bX2) of the U.S. Employee Retirement Income Security Act of 1974 ("ERISA"). ERISA's Section 408(b
atty Bausat Managing Director President, Deutsche Bank Securities Inc. Co-Head Global Prime Finance 6 Thomas Patrick Managing Director Head of Global Markets Equity Trading Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069160 CONFIDENTIAL SDNY GM_00215344 EFTA01374462
for trading in the opening and/or late trading sessions to be eligible for trading in such sessions. ERISA Section 408(6)(21 On February 3, 2012, the Department of Labor ("DOL") issued final regulations under Section 408(bX2) of the U.S. Employee Retirement Income Security Act of 1974 ("ERISA"). ERISA's Section 408(b
atty Bausat Managing Director President, Deutsche Bank Securities Inc. Co-Head Global Prime Finance 6 Thomas Patrick Managing Director Head of Global Markets Equity Trading Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071470 CONFIDENTIAL SDNY_GM_00217654 EFTA01375843
Entities connected to both the Department of Labor and Global Markets Equity Trading Americas