3
Shared Docs
3
Same-Page
3 / 3
Mentions
are rot deposits or obligations of, or guaranteed or endorsed by, any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation, the Federal Reserve Board, a any other governmental agency Forward looking statements: Certain information contained in this document constitutes
tive partnership within UBS Wealth Management Americas • Collaborative partnership within UBS AG. These services are available from and provided by UBS Global Asset Management U.S. and UBS Securities LLC, respectively ' As of June 30, 2014 1837-MAXWELL (SUBS Private and confidential 4 CONFIDENTIAL UBSTERRAMAR00001172
are not deposits or obligations of, or guaranteed or endorsed by, any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation, the Federal Reserve Board, or any other governmental agency. Prospective investors should understand these risks and have the financial ability and
ated advisor. • UBS Financial Services Inc. - UBS Agrivest LLC - UBS Alternative and Quantitative Investments LLC - UBS Fund Advisor, LLC - UBS Global Asset Management (Americas) Inc. - UBS Global Asset Management (UK) Ltd. - UBS O'Connor LLC - UBS Realty Investors LLC - UBS Swiss Financial Advicerc AG ITEM
are not deposits or obligations of, or guaranteed or endorsed by, any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation, the Federal Reserve Board, or any other governmental agency. Prospective investors should understand these risks and have the financial ability and
ated advisor. • UBS Financial Services Inc. - UBS Agrivest LLC - UBS Alternative and Quantitative Investments LLC - UBS Fund Advisor, LLC - UBS Global Asset Management (Americas) Inc. - UBS Global Asset Management (UK) Ltd. - UBS O'Connor LLC - UBS Realty Investors LLC - UBS Swiss Financial Advicerc AG ITEM
Entities connected to both FDIC and UBS Global Asset Management

Ghislaine Maxwell
PERSON
United States
LOCATION
Federal Reserve
ORGANIZATION
Prince Andrew
PERSONthe Securities and Exchange Commission
ORGANIZATION
Virginia Giuffre
PERSON
Alan Dershowitz
PERSONCayman
LOCATION
United Kingdom
LOCATION
Prince Charles
PERSON
UBS AG
ORGANIZATION
Department of Justice
ORGANIZATION
Columbia University
LOCATION
Geneva
LOCATION
Fannie Mae
ORGANIZATIONBanque Cantonale de Geneve
ORGANIZATIONCharles Smith
PERSONGuernsey
LOCATIONthe Securities Commission
ORGANIZATIONErnst & Young LLP
ORGANIZATION