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posits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accoun
insured bank deposits are not secunt es and are not covered by me Secant's Investor Protection Corporation (SIPC). These bank deposts are covered by the Federal Deposit Issuance Corporabon TOICT up to allowable limits. CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) Page 1 oil Rated (...lent B0097220CSF30023 Go paperless t v•°, Y•• • %
insured bank deposits are not secuntes and are not covered ty tne Secuntes Investor Protection Corporation (SIPC). These bank deports are covered by the Federal Deposit Insult* Corporabon (FDIC), up to stowable limits. Danl.{ ROL i CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7 7 .1 0iii\ Please review your allocation Page 1 o
estments.coriVENfproducts/money-market-funds-yieks.jsp Please note that all money market funds fisted on the website may not be offered through us. Customer Collateral Account Under Securities Account Control Agreement Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is
posits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250.000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accoun
at are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 wit be mailed no later than March 17, 2016. Customer Collateral Account Under Securities Account Control Agreement Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Invest
posits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accoun
stments.comIEN/products/money-market-funds-yields.fsp. Please note that all money market funds listed on the website may not be offered through us. Customer Collateral Account Under Securities Account Control Agreement Although a money market mutual fund seeks to preserve the value of your investment at St per share, it is
ured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Asset Type Prier Vess-Eed Led Period This Period 1% Cash, Money Funds, and Bank Deposit
e anticipated mail date of your 1099. Your 1099 w ill be mailed no later then M arch 15, 2018. For more information please visit mytaxhandbook.com. Customer Collateral Account Under Securities Account Control Agreement M UN ICIPA L SECURITIESRULEM AKING BOA RDS(M SRB@) INVESTOR EDUCATION AND PROTECTION An investor brochu
red bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Asset Type Pilaf Year-End Last Period ThisPeriod 1% Cash, Money Funds, and Bank Deposit
tion. Pursuant to SEC Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Customer Collateral Account Under Securities Account ControlAgreement. Page 4 of CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number At 0:21K91:31) CONFIDOWAL4 R
Entities connected to both FDIC and Customer Collateral Account
Securities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSONAccount Value
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTIME PERSHING
ORGANIZATIONTexas Capital Bank
ORGANIZATION