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Through each of the UBS Bank Sweep Programs, available cash balances in each eligible Account are automatically deposited into deposit accounts at Bank USA up to the Bank USA Sweep Cap. Available cash balances in excess of the Bank USA Sweep Cap will be automatically swept without limit to your Seconda
Page: EFTA00016569 →ible Accounts other than Investment Advisory Accounts is deposit accounts at AG Stamford Branch. Investment Advisory Accounts will not sweep to the AG Stamford Branch; instead the Secondary Sweep Option for Investment Advisory Accounts will be an available Sweep Fund. Funds in deposit accounts at AG Stamford Bra
Page: EFTA00016569 →A Eye on the markets Index Yourigsandal Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. 09$ Bank USA deposit account, UBS MC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep
d ocher compmsai ion from mutual funds end astearte ecmparioc whoa weduets we divriade CONFIDENTIAL - We recent Calberdaten from UM Bat USA, UPS AG Stamford Branch and nothalf dieted bat ihouji our cash sweep regent the commotion may be a rot* per a-cani fee of may be a percentage of average day derail balan
0 See Account acme* Ow monthly adytati &lames on yam Sweep OS= ate anduckel in the operprq and cicsirg baanter yaw, SDK incurancezpst; to &coos atm Bank USA and PI banks partcPahrg mIM UBS FDIC Weed Deposit Acroyam. n does not OCCiy to deposes al UBS AG. Stanloid Broth OK proteeton core: to money market
3140 . Cash and money balances may include avalable cash balances, UBS Bank USA deposit account, UBS FpC waved Deposit Program Bank accounts, U8S AG Stamford Branch deposit account balances and money market mutual turd sweep balances. See the Miportantm formadon about told statement on the last two pages of t
Account acne* dui morn+ la sank Balance. in your Sweep Cotton at indudrd in nte openrg and siccing blame: rats PDC incurancezpbes tOdIcenate a 1.1B5 Bank USA and al bank; partcliahrg so the UBS FOC raised Opals Prcgarn n COeS nit asOy to &votes at tiers AG. Stanlotd Brawl Sir< proterton accite: to money
8 CASRIEL UBS Ball USA anal UBS FIX insured not/ernBann drpom &toot bOantes art 'nutted by Me FIX eeliNn ailed* amts. but are not monied by UPC teS AG Stamford Branch demon xcount balances alt not insured by 10iC and ae not pcoleced by 9FC Money mann Svmep butane.. ate prollected by WC tot an not insured by the F
ive wan; convnissons ad ohm compernatian Iran mutual fiends and itsuarce companies whose products we rdstrtre. — We receive an a-rualfee from 1.85 Bank USA and 1.85 AG Stamford Bun:hot up to 125 per account sweeping to the banks under the LEES Bad Sweep Program Activity Information tea/axing commssi
issOns and otter compensation frornnaual laids and nsuarce companies what products we darbute. - We einem an area la from ieSS Bark USA arid 1.8$ AG Stamford Branch of up to $25 per account sweeping to the banks under the U35 Bat Sweep Pro9rarn. Activity Information negardng commissar and other charges named
rvices Po. (the Firm a UBS Finarcial Strikes) is a merrber of all principal acuity, ccmrroday and retire exchreges. UBS Financial Semites and 1.8$ Bank USA ate i-died subsilones of UPS AG and aft ibags of UM Seattle U.C. The Fun's Panne' staternert b available upon recited The Funs extoake offices re
d other cannroalicri from mutual funds ad instsanee earparier whoa «edam we divreade CONFIDENTIAL - We Wet+. <CncenSMCII from ties link USA, 18$ AG Stamford Branch anotrootatfiltaced bads thour our cash sweep FeCin That compensation may be arna-thy per axpas lee a may be a percentage of aierage day deposit
egate Bond Index 0.02% 1 14% Your Pinandal Advisor. TT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important informati
, or a Money Fwd. Deposes at lA35 Bat USA are IOC instated n accordance wish FIX ran For net Warne, ion pktaw visit wine ldic your Deposits at U8S AG Stamford Branch and shares ol Money Funds re not Mused by the FDC. Through the OA, available to cash balances are swept to deposit accords at 16$ AG New York Burc
if all beneficiaries are natural persons and/or not-for-profit entities; and (5) any Account identified as a 403(b)(7) account. Funds on deposit at Bank USA are eligible for deposit insurance from the FDIC up to $250,000 (including principal and accrued interest) for each insurable capacity in which you
Page: EFTA00024333 →tion" once funds on deposit reach the "Bank USA Sweep Cap". "Secondary Sweep Option" in the UBS Bank Sweep Programs refers to deposit accounts at AG Stamford Branch, the Puerto Rico Fund or one of the available Sweep Funds. UBS AG, Stamford Branch ("AG Stamford Branch") is a US branch of UBS AG, a Swiss Bank.
Page: EFTA00024334 →Entities connected to both Bank USA and AG Stamford Branch

Ghislaine Maxwell
PERSON
Puerto Rico
LOCATIONRussell 3000
ORGANIZATION
Stanford University
LOCATION
Condoleezza Rice
PERSON
Vicky Ward
PERSON
UBS AG
ORGANIZATIONWeehawken
LOCATIONUBS Visa
ORGANIZATIONUPS AG
ORGANIZATIONLOS AG
ORGANIZATION
United States
LOCATIONUBS Bank
ORGANIZATIONHarbor Boulevard
LOCATION
Joi Ito
PERSONSCOTT STACK
ORGANIZATIONCayman
LOCATIONDoug Band
PERSON
George W. Bush
PERSONNnandal
ORGANIZATION