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nother provider. If you would like to use a UBS prototype, please ask fora cow of the SEP IRA Plan or SIMPLE IRA Plan prototype document from your UBS Financial Advisor. SDNY_GM_02 742285 etaa wai) Seri I 17 EFTA_00228939 EFTA01324874 left wan san 18 You agree that if you roll over assets of a qualified pla
tion" once hinds on deposit reach the "Bank USA Sweep Cap". 'Secondary Sweep Option' in the UBS Bank Sweep Programs refers to deposit accounts at AG Stamford Branch, the Puerto Rita Fund or one of the available Sweep Funds. UBS AG, Stamford Branch ("AG Stamford Branch")is a US branch of UBS AG, a Swiss Bank.
her provider. If you would like to use a UBS prototype, please ask for a copy of the SEP IRA Plan or SIMPLE IRA Plan prototype document from your UBS Financial Advisor. UBS offers a variety of accounts with cash management features, including the Resource Management Account® (RMA), Business Services Account 85A
Page: EFTA00016568 →ible Accounts other than Investment Advisory Accounts is deposit accounts at AG Stamford Branch. Investment Advisory Accounts will not sweep to the AG Stamford Branch; instead the Secondary Sweep Option for Investment Advisory Accounts will be an available Sweep Fund. Funds in deposit accounts at AG Stamford Bra
Page: EFTA00016569 →other provider. If you would like to use a UBS prototype, please ask fora copy of the SEP IRA Plan or SIMPLE IRA Plan prototype document from your UBS Financial Advisor. UBS Client Relationship Agreement 17 EFTA00024327 --- PAGE BREAK --- UBS Client Relationship Agreement You agree that if you roll over assets
Page: EFTA00024328 →tion" once funds on deposit reach the "Bank USA Sweep Cap". "Secondary Sweep Option" in the UBS Bank Sweep Programs refers to deposit accounts at AG Stamford Branch, the Puerto Rico Fund or one of the available Sweep Funds. UBS AG, Stamford Branch ("AG Stamford Branch") is a US branch of UBS AG, a Swiss Bank.
Page: EFTA00024334 →Entities connected to both UBS Financial Advisor and AG Stamford Branch

Ghislaine Maxwell
PERSON
Puerto Rico
LOCATIONUBS Bank
ORGANIZATIONthe State of New York
LOCATIONBank USA
ORGANIZATION
Eric Holder
PERSONUBS Visa
ORGANIZATION
European Parliament
ORGANIZATION
United States
LOCATIONPuerto Rico Investments
ORGANIZATION
Cayman Islands
LOCATIONThe 'UBS Bank Sweep Programs'
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
George W. Bush
PERSON
UBS AG
ORGANIZATION
Stanford University
LOCATIONUBS BANK USA BUSINESS
ORGANIZATIONUBS Online Services
ORGANIZATIONthe Municipal Securities Rulemaking Board
ORGANIZATION
Joi Ito
PERSON