6
Shared Docs
6
Same-Page
6 / 6
Mentions
Message From: Sent: To: CC: Subject: Him , Waldron, Chelsey 1/22/2016 10:11:30 PM Stackman, Scott [ Gutierrez, Matthew [ ]; Ghislaine j; Ramdeen, Vijai RE: MAXWELL: Paperwork ; Casriel, Lyle [ Shkreli, Juliana ]; Waldron, Chelsey Thank you for returnin
M Stackman, Scott [ Gutierrez, Matthew [ ]; Ghislaine j; Ramdeen, Vijai RE: MAXWELL: Paperwork ; Casriel, Lyle [ Shkreli, Juliana ]; Waldron, Chelsey Thank you for returning. We will review and reach out with any questions. Regards, Chelsey From: Sent: Friday, January 22, 2016 5:04 PM To: Wal
Sent: To: CC: Waldron, Chelsey ( Ghislaine 1/22/2016 Klein, Matthew • Stackman, Scott I; Casriel, Lyle ; Ramdeen, Vija ; Shkreli, Juliana ); Gutierrez, Matthew I; Waldron, Chelsey I; Ladd, Molly Subject: MAXWELL: Paperwork Attachments: Options Paperwork 1.22.16.pdf; Millennium Additional 1.22.1
Message From: Sent: To: CC: Waldron, Chelsey ( Ghislaine 1/22/2016 Klein, Matthew • Stackman, Scott I; Casriel, Lyle ; Ramdeen, Vija ; Shkreli, Juliana ); Gutierrez, Matthew I; Waldron, C
CC: Stadcman, Scott Ladd, Molly Subject: RE: MAXWELL: Millennium Additional Attachments: Millennium Additional 3.10.16.pdf ); Casriel, Lyle I; Gutierrez, Matthew I; Shkreli, Juliana Hi Ghislaine, ); Klein, Matthew I; Ramdeen, Vijai Waldron, Chelsey I wanted to follow-up on the attached Millenniu
m Additional 3.10.16.pdf ); Casriel, Lyle I; Gutierrez, Matthew I; Shkreli, Juliana Hi Ghislaine, ); Klein, Matthew I; Ramdeen, Vijai Waldron, Chelsey I wanted to follow-up on the attached Millennium investment paperwork. The paperwork deadline is Wednesday, March 23rd. Please sign and date where
Message From: Waldron, Chelsey Sent: 3/16/2016 8:02:57 PM To: G Maxwell CC: Stackman, Scott Casriel, Lyle u); Klein, Matthew I; Gutierrez, Matthew I; Ramdeen, Vijai I; Shkreli, Juliana ); Waldron, Chelsey Ladd, Molly I Subject: RE: MAXWELL: Millennium Additional Attachments: AK M
illennium Fund Factsheet.pdf; Millennium PPM.PDF Hi Ghislaine, Attached please find the fund fact sheet and prospectus for Millennium. Thank you! Chelsey From: G Maxwell [mailto I Sent: Wednesday, March 16, 2016 11:22 AM To: Waldron, Chelsey Cc: Stackman, Scott; Casriel, Lyle; Klein, Matthew; Guti
Message From: Waldron, Chelsey Sent: 3/21/2016 6:51:36 PM To: G Maxwell •1 CC: Casriel, Lyle 1; Stackman, Scott I; Gutierrez, Matthew I; Shkreli, Juliana Ladd, Molly Subject: RE: MAXWELL: Millennium Additional 1 Hi Ghislaine, Yes, confirming we receinved the paperwor
Yes, confirming we receinved the paperwork from Dana. Are you avaiable for a call this week to discuss the below with Scott and Lyle? Thank you! Chelsey ); Klein, Matthew I; Ramdeen, Vijai Waldron, Chelsey From: Stackman, Scott Sent: Monday, March 21, 2016 11:40 AM To: G Maxwell; Waldron, Chelse
Message From: Stackman, Scott [ I Sent: 4/20/2016 2:23:52 PM To: G Maxwell( I CC: Casriel, Lyle [-I; Gutierrez, Matthew I I; Klein, Matthew I; Ladd, Molly ; Ramdeen, Vijai impo l; Shkreli, Juliana I; Waldron, Chelsey [ 1 Subject: RE: <no subject> With
axwell( I CC: Casriel, Lyle [-I; Gutierrez, Matthew I I; Klein, Matthew I; Ladd, Molly ; Ramdeen, Vijai impo l; Shkreli, Juliana I; Waldron, Chelsey [ 1 Subject: RE: <no subject> With the new cash and some recent sales you now only have 8% in equities Scott L. Staclunan Managing Director - I
Entities connected to both Gutierrez and Chelsey

Ghislaine Maxwell
PERSONWaldron
PERSONJuliana Shkreli
PERSONVijai Ramdeen
PERSONMolly
PERSONChelsey Devon
PERSON
Samantha Power
PERSONScott Stackman
PERSONUBS Financial Services Inc.
ORGANIZATION
Prince Charles
PERSONMolly Ladd
PERSONGuzman
PERSONUBS Private Wealth Management
ORGANIZATION
Millennium
ORGANIZATIONGarcia
PERSON
Alan Dershowitz
PERSONMatthew; Ramdeen
PERSONAlphaKeys Millennium Fund LLC
ORGANIZATION
Jared Kushner
PERSONTerraMar Max
PERSON