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Paul V; Giuffrida, David Baron, Stephen P; Weissend, Renee E Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; 3PMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00
ent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; W
xtension of time from the Financial Industry Regulatory Authority (FINRA). Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at PbcreditriskmanagementApmorgan.com and/or JPMS Credit at limns creditAipmorgan.com. If you have questions please call BB Kumar 212-272-3284, Jo
l V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE C
held in your account must occur no later than EFTA01590810 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at [email protected] and/or JPMS Credit at jprns_credit@i- pmorgan. corn. If you Thank You. have questions please call BB Kuma
l V; Giuffrida, David J; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*91H*FINANCIAL TRUST Importance: High Dennis; Hughes,
ities currently held in your account must occur no later than 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at [email protected] and/or JPMS Credit at items [email protected]. If ou have questions please call BB Kumar Jonathan Adwa
Paul V; Gluffrlda, David I; Baron, Stephen P; Welssend, Renee E; Ens, Amanda Cc Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE C
urities currently held in your account must occur no later than 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at PbcreditriskmanagementOipmorgan.com and/or JPMS Credit at jpms creditgrmorgan.com. If you have questions please call BB Kumar-, Jonathan Adwar
aul V; Stuffricia, David ); Barct, Stepper P; Weissend, Renee E; Ens, Amanda Cc Shankar, SLkrutha; Bookman, Stacey; Katz, Ira L; Sylvester, hlkhee'; Morrissey, Kevin; 1PMS Credit; PB Credit RiSk Management; ItS12O, Dennis; Hughes, Mica), Wa Subject Immediate Action Required • REG T • FEXHOUSE CALL - 17`
ecurities cu.weatly held in you: account must occur no later than 10/11/2011. Please let us know ro y how the call is being tuldreised by email to Private Banking Risk Management at andior JPMS Credit at If you have quesnons please call BB Kumar la, Jonathan Adwar or Bill Harrison- Thank YCJ. Sinks' Kuno l ikloe Presort I
Paul V; Gluffnda, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Suk-utha; Bookman, Stacey; Katz, Ira L; Syvester, Michael; Morrissey, Kevin; JPMS Credt; PB Credit Risk Varage-nent; Hsiao, Dennis; Hughes, Moor, Wai Subject: Immediate Action Required - REG I FED/HOUSL CALL - 242
urities currently held in your account must occur no later than 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at Pbercdthiskrana2ementrifr3ipmorgat.com and/or JPMS Credit at ;tan. If you have questions please call BB Kumar lonatnan Adwar or Bil' Harr:son
Entities connected to both Josh Morrissey and Private Banking Risk Management
Stacey
PERSONJPMS Credit
ORGANIZATIONBookman
ORGANIZATIONPaul V. Morris
PERSON
Stephen Hawking
PERSONBarrett
PERSONRenee E
PERSONSylvester
PERSON
Baron
PERSON
Michael Wolff
PERSON
Dennis
PERSONHtoon
PERSONB.B.
ORGANIZATIONHsiao
PERSON
Kumar
PERSONSukrutha
LOCATIONGiuffrida
PERSONJonathan Adwar
PERSONAmanda
PERSON
Janet
PERSON