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cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399;-. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agr
3.92 Acaued lateral 28,291.14 301% $28,291.14 Skated Annual Income 18,708,107 76 1369.806.97 $3,083,308.77 CONFIDENTIAL — PURSUANT TO FED. R CRI6,1 P. 6(e) Account Number: CONFID Page '0 of 27 Rated hottlent Clewing *nigh PaflS IIC nob* email Every Year Since 2007 sabsidiary a The Mak a Maw Vat Me
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted Important Arbitration Disclosures • All parties to this agre
ted by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. CONFIDENTIAL — PURSUANT TO FED. R CRI6,1 P. 6(e) Page 18 of 22 CONFIDMVAL dawn Rated (Kellen( (rev Year Sect 200/ DAUM RATED COMMUNICATiOt6 acrituia Cleating through MAI% Lit. a vilicayarna
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parti
CA NO 01116 $250000.00 Com end), Bank NO 01(18 $250000.00 Page? o18 Account Num ber GO paperless „EEPERS INC CONFIDENTIAL — PURSUANT TO FED. R CRI6,1 P. 6(e) CONFIDeNTIAL Rated (waling' Seem Yeas In A Re., [IMAM% RATED COMMUNICATIOtel EXCELIANCI tyre. eapeot Amory we. • weer apes vanlien SDNY_GM_00
Entities connected to both Legal Department and R CRI6,1 P. 6(e
Pershing
LOCATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Baltimore
LOCATION
Ghislaine Maxwell
PERSONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONMoney Market Fund
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONPie Chart
ORGANIZATION