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• Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agr
k P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) December 1,2018 - December 31,2013 BOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399;-. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agr
sche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) June 1,2018 - June 30,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department: One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agree
nk P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1,2018 - January 31,2018 SOUTHERN FlNA NCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
agreement except to the extent stated herein. The laws of the Rate of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Raze, Jersey City, New Jersey 07399; (201) 413-3330. Page 17 of 5 Account Number: NIG-023804 6:ceiws-x:26 CONFIDENTIAL - PURSUANT T
P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
agreement except to the extent stated herein. The laws of the Rate of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Raze, Jersey City, New Jersey 07399; (201) 413-3330. Page 17 of Account Number: NIG-023804 6:ceiws-x:26 CONFIDENTIAL - PURSUANT TO
P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
agreement except to the extent stated herein. The laws of the Rate of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Raze, *Jersey City, New Jersey 07399; (201) 413-3330. Account Number n:nt cn:2e CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CO
P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
Entities connected to both Legal Department and Important Arbitration Disclosures
Pershing
LOCATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Baltimore
LOCATIONPCISrat LLC
ORGANIZATION
Ghislaine Maxwell
PERSONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONMoney Market Fund
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATION