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cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e)
sey 07399; (201) 413-3330. Page 7 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N46-024950 CONFID L- Rated Eacellent Envy YON Sax 2007 DALIN' RATED COMMUNICATIONS EXCILI DK( Owing +•vin Periling U.C. a Stay owned sublidlay Oft Sank of New York Mellon Corinna'', (MY Mace) Pera.Not LLC
. • Your financial organization's contact information can b • t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agree
ersey 07399: Page 3 of Account Numbe At 1915,r4 DX CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L bled hernent Every Vow Sae 2007 DALIN, RNIED COMMUNICATIONS MOAN< C Clewing Orme. POTbeg LLC, a wholly owned subschary of The UM of Now York Mellon Cemonthee (MY Mellon) Penne.* µtin
agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg Page '7 of" Rated (Kent. tan Year S
dically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Pagel of 18 C0NFIDOMAL4 Rated [scam bay Yew Since 200? DALIN, PAM COMUNICATONS DICIILDICI Owing through Parsed% Lit. a elvaand stinicliary of Ow Bank et Nes Yak IMItin Corporation (MY NNW) Porrshirte molt
Entities connected to both Legal Department and DALIN
Pershing
LOCATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONMoney Market Fund
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONPie Chart
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION