5
Shared Docs
5
Same-Page
5 / 5
Mentions
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and omissions excepted. Important Arbitration Disclosures • All parti
at are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 wit be mailed no later than March 17, 2016. Customer Collateral Account Under Securities Account Control Agreement Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Invest
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All partie
stments.comIEN/products/money-market-funds-yields.fsp. Please note that all money market funds listed on the website may not be offered through us. Customer Collateral Account Under Securities Account Control Agreement Although a money market mutual fund seeks to preserve the value of your investment at St per share, it is
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e)
e anticipated mail date of your 1099. Your 1099 w ill be mailed no later then M arch 15, 2018. For more information please visit mytaxhandbook.com. Customer Collateral Account Under Securities Account Control Agreement M UN ICIPA L SECURITIESRULEM AKING BOA RDS(M SRB@) INVESTOR EDUCATION AND PROTECTION An investor brochu
ncial organization's contact information can be found on the first page of this statement Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parti
estments.coriVENfproducts/money-market-funds-yieks.jsp Please note that all money market funds fisted on the website may not be offered through us. Customer Collateral Account Under Securities Account Control Agreement Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is
agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399. Page 8 of 9 Account Numbet At 01MCSI,OH CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONF
tion. Pursuant to SEC Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Customer Collateral Account Under Securities Account ControlAgreement. Page 4 of CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number At 0:21K91:31) CONFIDOWAL4 R
Entities connected to both Legal Department and Customer Collateral Account
Pershing
LOCATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONMoney Market Fund
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATIONPie Chart
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION