3
Shared Docs
3
Same-Page
3 / 3
Mentions
ncial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LW, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All partie
t as Accotnt gurnbei CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 6 L4 bled hallent Every Yew Age 2007 DA UM PAT ID COMMUNICATICM EXCIIIENCIE Owing tinge. Peke PC. oplally owned subsidiary a The Bonita New York Mete Calwatim (MY Mellon) Penn.'s MC. ',wit, FilatatiAnat 000478lin DB-SDNY
ncial organization's contact information can be found on the first page of this statement Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All partie
age 6 of i6 Account Number: Rated Excellent MOAB ROLL Go paperless Every v«. sine. 2007 HERE N CO Dri S ITIA e DAUM* RATED COMMUNICATIONS EXCIIIENCIE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) wax mow —,- SDNY_GM_00049150 DB-SDNY-00 11974 EFTA_00159759 EFTA01291403 PA Sac 1776. Osinto
ncial organization's contact information can be found on the first page of this statement Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parti
h agents use. Page of? ()RA0 ROtt Account Number. N46.026161 Go paperless Rated Excellent Every Yee, Since 2007 OASEIAR RATED COMMUNICATIONS EXCIIIENCIE MM WYE yeantsan nevem nate. meet 000 SDNY_GM_00049694 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012518 EFTA_00160303 SOUTHERN
Entities connected to both Legal Department and EXCIIIENCIE
Pershing
LOCATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONMoney Market Fund
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONAccount Value
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATION