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Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving t
ough the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org EFTA00093934 Kevin Mekenna and Robert Eide (see gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and
Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving t
rough the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org EFTA00093770 Kevin Mekenna and Robert Eide (see gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and
Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving t
ough the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org EFTA00072188 Kevin Mekenna and Robert Eide (see gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and
Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving t
ough the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org EFTA00082853 Kevin Mekenna and Robert Eide (see gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and
Entities connected to both Nicholas Abbate and Kevin Mekenna

Alaska
LOCATIONDick Best
PERSONMosaic Financial
ORGANIZATIONthe State Fund/NARL
ORGANIZATIONBrown Brothers Harriman
ORGANIZATIONOld Fort/Mosaic Ltd
ORGANIZATION
Julie K. Brown
PERSONthe State Fund
ORGANIZATIONGroup A
ORGANIZATIONChris Dilorio
PERSONOMMISSIONS
ORGANIZATIONKnight Capital
ORGANIZATIONBahamas/Toronto
ORGANIZATIONCOO Abbate
ORGANIZATIONCharts
ORGANIZATION
Wilbur Ross
PERSONKramer
PERSON
Michigan
LOCATION
United Kingdom
LOCATION
Frankfurt
LOCATION