Back to Network
Knight/KCG/VIRT
ORGANIZATIONSEC.gov j SEC Charges Interactive Brokers With Repeatedly Failing to File
ORGANIZATION3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
rocap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM? As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM? Per my TCR: NONE. ZI
015-016/ Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov j SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty
2 mentions1 same-page
Page ?Same page
rocap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM? As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM? Per my TCR: NONE. ZI
015-016/ Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov j SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty
2 mentions1 same-page
Page ?Same page
rocap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM? As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM? Per my TCR: NONE. ZI
.en a co • 'mgt • : .ppen.ix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov j SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty
Sponsored
Mutual Connections (11)
Entities connected to both Knight/KCG/VIRT and SEC.gov j SEC Charges Interactive Brokers With Repeatedly Failing to File
CD
Chris Dilorio
PERSON143 w/ Knight/KCG/VIRT·3 w/ SEC.gov
CH
Carl Hoecker
PERSON143 w/ Knight/KCG/VIRT·3 w/ SEC.gov
JA
Janey
PERSON71 w/ Knight/KCG/VIRT·3 w/ SEC.gov
the Securities and Exchange Commission
ORGANIZATION47 w/ Knight/KCG/VIRT·3 w/ SEC.gov
LM
Lara Shalov Mehraban
PERSON45 w/ Knight/KCG/VIRT·3 w/ SEC.gov
DC
Dougie "Large" Cifu
PERSON45 w/ Knight/KCG/VIRT·3 w/ SEC.gov
Paul, Weiss
ORGANIZATION45 w/ Knight/KCG/VIRT·3 w/ SEC.gov
MN
Ms Mehraban NITE
PERSON44 w/ Knight/KCG/VIRT·3 w/ SEC.gov
ME
Mehraban
PERSON44 w/ Knight/KCG/VIRT·3 w/ SEC.gov
DO
Dougie
PERSON44 w/ Knight/KCG/VIRT·3 w/ SEC.gov
Jay Clayton
PERSON44 w/ Knight/KCG/VIRT·3 w/ SEC.gov