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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
2 mentions1 same-page
Page ?Same page
through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
2 mentions1 same-page
Page ?Same page
through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
Sponsored
2 mentions1 same-page
Page ?Same page
through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
2 mentions1 same-page
Page ?Same page
through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
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Mutual Connections (145)
Entities connected to both Group A and Rochelle S. Hall Department
CD
Chris Dilorio
PERSON24 w/ Group·27 w/ Rochelle
Michael Milken
PERSON20 w/ Group·27 w/ Rochelle
Donald Trump
PERSON20 w/ Group·27 w/ Rochelle
SA
Sater
PERSON13 w/ Group·27 w/ Rochelle
Gruntal
ORGANIZATION13 w/ Group·27 w/ Rochelle
MW
Martin Weinberg
PERSON13 w/ Group·27 w/ Rochelle
Supreme Court
ORGANIZATION17 w/ Group·20 w/ Rochelle
GO
Gottschall
PERSON21 w/ Group·15 w/ Rochelle
Riot Blockchain
ORGANIZATION21 w/ Group·15 w/ Rochelle
Wilbur Ross
PERSON21 w/ Group·13 w/ Rochelle
RS
Robert Eide - SEC.gov
PERSON5 w/ Group·27 w/ Rochelle
Hoboken
LOCATION5 w/ Group·27 w/ Rochelle
SciSparc
ORGANIZATION5 w/ Group·27 w/ Rochelle
Iliad Research and Trading
ORGANIZATION13 w/ Group·19 w/ Rochelle
DU
David Urban
PERSON5 w/ Group·27 w/ Rochelle
Sci Sparc Ltd
ORGANIZATION5 w/ Group·27 w/ Rochelle
Puglisi & Associates
ORGANIZATION5 w/ Group·27 w/ Rochelle
Liberty Bar Site
ORGANIZATION5 w/ Group·27 w/ Rochelle
Meten EdtechX Education Group
ORGANIZATION5 w/ Group·27 w/ Rochelle
Ladenberg
ORGANIZATION5 w/ Group·27 w/ Rochelle