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Document Mentions (5 shared documents)
2 mentions1 same-page
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through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
2 mentions1 same-page
Page ?Same page
through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
2 mentions1 same-page
Page ?Same page
through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
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2 mentions1 same-page
Page ?Same page
through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
2 mentions1 same-page
Page ?Same page
through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES
nary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
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Mutual Connections (145)
Entities connected to both Group A and Charles Smulevitz Kevin McKenna
CD
Chris Dilorio
PERSON24 w/ Group·25 w/ Charles
Michael Milken
PERSON20 w/ Group·25 w/ Charles
Donald Trump
PERSON20 w/ Group·25 w/ Charles
Gruntal
ORGANIZATION13 w/ Group·25 w/ Charles
MW
Martin Weinberg
PERSON13 w/ Group·25 w/ Charles
SA
Sater
PERSON13 w/ Group·25 w/ Charles
Supreme Court
ORGANIZATION17 w/ Group·18 w/ Charles
Riot Blockchain
ORGANIZATION21 w/ Group·13 w/ Charles
GO
Gottschall
PERSON21 w/ Group·13 w/ Charles
Tonaquint, Inc.
ORGANIZATION13 w/ Group·19 w/ Charles
Wilbur Ross
PERSON21 w/ Group·11 w/ Charles
JF
John M. Fife
PERSON13 w/ Group·19 w/ Charles
Iliad Research and Trading
ORGANIZATION13 w/ Group·19 w/ Charles
Newark
LOCATION5 w/ Group·25 w/ Charles
Hwang
PERSON5 w/ Group·25 w/ Charles
Credit Suisse
ORGANIZATION5 w/ Group·25 w/ Charles
RB
Rohit Bawa
PERSON5 w/ Group·25 w/ Charles
DU
David Urban
PERSON5 w/ Group·25 w/ Charles
Sci Sparc Ltd
ORGANIZATION5 w/ Group·25 w/ Charles
Puglisi & Associates
ORGANIZATION5 w/ Group·25 w/ Charles