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From: Chris Dilorio Sent: Thursday, May 27, 2021 5:49 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix More Honig/Stets
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (finra.org) EFTA00091134 Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER AC
From: Chris Dilorio Sent: Thursday, May 27, 2021 5:49 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix More Honig/Stets
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org) EFTA00087451 Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACC
From: Chris Dilorio Sent: Thursday, May 27, 2021 5:49 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix More Honig/Stets
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (finra.org) EFTA00065147 Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER AC
From: Chris Dilorio Sent: Thursday, May 27, 2021 5:49 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix More Honig/Stets
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org) EFTA00102542 Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACC
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