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ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
e have a broker- dealer entity registered under the Exchange Act or another similarly regulated entity. Cayman Islands Mutual Funds Law Pursuant to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are required to be registered with, and
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
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Mutual Connections (146)
Entities connected to both Internal Revenue Service and the Mutual Funds Law
U.S. Treasury
ORGANIZATION44 w/ Internal·3 w/ the
United States
LOCATION40 w/ Internal·6 w/ the
Ghislaine Maxwell
PERSON34 w/ Internal·4 w/ the
Department of Justice
ORGANIZATION35 w/ Internal·3 w/ the
George W. Bush
PERSON34 w/ Internal·2 w/ the
Samantha Power
PERSON25 w/ Internal·3 w/ the
Marc Rich
PERSON23 w/ Internal·4 w/ the
New York
LOCATION20 w/ Internal·6 w/ the
New York State
LOCATION18 w/ Internal·6 w/ the
the State of New York
LOCATION19 w/ Internal·4 w/ the
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·3 w/ the
UBS AG
ORGANIZATION13 w/ Internal·3 w/ the
Lehman
ORGANIZATION8 w/ Internal·5 w/ the
Federal Reserve
ORGANIZATION10 w/ Internal·3 w/ the
New Hampshire
LOCATION9 w/ Internal·3 w/ the
Cayman
LOCATION5 w/ Internal·7 w/ the
Mohammed bin Salman
PERSON6 w/ Internal·6 w/ the
JPMorgan Chase
ORGANIZATION6 w/ Internal·5 w/ the
the Internal Revenue Service
ORGANIZATION9 w/ Internal·2 w/ the
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ the