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ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
he Members on a basis which is not in accordance with the respective Fund Percentages of all Members as of the commencement of such Fiscal Period. Offering Memorandum means each of the Confidential Offering Memorandums of the Fund, including the Confidential Offering Memorandum of Class A Interests of the Fund, da
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
he Members on a basis which is not in accordance with the respective Fund Percentages of all Members as of the commencement of such Fiscal Period. Offering Memorandum means the Confidential Offering Memorandum of the Fund, dated April 2014, as may be amended or supplemented from time to time. Original Agreement s
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
he Members on a basis which is not in accordance with the respective Fund Percentages of all Members as of the commencement of such Fiscal Period. Offering Memorandum means the Confidential Offering Memorandum of the Fund, dated April 2014, as may be amended or supplemented from time to time. Original Agreement s
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Mutual Connections (137)
Entities connected to both Internal Revenue Service and Offering Memorandum
United States
LOCATION40 w/ Internal·8 w/ Offering
Department of Justice
ORGANIZATION35 w/ Internal·3 w/ Offering
Ghislaine Maxwell
PERSON34 w/ Internal·2 w/ Offering
Samantha Power
PERSON25 w/ Internal·3 w/ Offering
Marc Rich
PERSON23 w/ Internal·3 w/ Offering
New York
LOCATION20 w/ Internal·3 w/ Offering
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·8 w/ Offering
the State of New York
LOCATION19 w/ Internal·2 w/ Offering
New York State
LOCATION18 w/ Internal·3 w/ Offering
UBS AG
ORGANIZATION13 w/ Internal·3 w/ Offering
Prince Charles
PERSON11 w/ Internal·4 w/ Offering
Bloomberg L.P.
ORGANIZATION12 w/ Internal·2 w/ Offering
Federal Reserve
ORGANIZATION10 w/ Internal·3 w/ Offering
New Hampshire
LOCATION9 w/ Internal·3 w/ Offering
Lehman
ORGANIZATION8 w/ Internal·3 w/ Offering
North America
LOCATION6 w/ Internal·4 w/ Offering
Wilmington
LOCATION7 w/ Internal·3 w/ Offering
JPMorgan Chase
ORGANIZATION6 w/ Internal·4 w/ Offering
Fannie Mae
ORGANIZATION7 w/ Internal·3 w/ Offering
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ Offering