Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
Sponsored
Mutual Connections (128)
Entities connected to both Internal Revenue Service and Strategy Development
United States
LOCATION40 w/ Internal·4 w/ Strategy
Department of Justice
ORGANIZATION35 w/ Internal·3 w/ Strategy
Ghislaine Maxwell
PERSON34 w/ Internal·2 w/ Strategy
Samantha Power
PERSON25 w/ Internal·3 w/ Strategy
Marc Rich
PERSON23 w/ Internal·4 w/ Strategy
New York
LOCATION20 w/ Internal·4 w/ Strategy
New York State
LOCATION18 w/ Internal·4 w/ Strategy
the State of New York
LOCATION19 w/ Internal·2 w/ Strategy
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·3 w/ Strategy
UBS AG
ORGANIZATION13 w/ Internal·3 w/ Strategy
Bloomberg L.P.
ORGANIZATION12 w/ Internal·2 w/ Strategy
Federal Reserve
ORGANIZATION10 w/ Internal·4 w/ Strategy
New Hampshire
LOCATION9 w/ Internal·3 w/ Strategy
Lehman
ORGANIZATION8 w/ Internal·3 w/ Strategy
Fannie Mae
ORGANIZATION7 w/ Internal·3 w/ Strategy
UBS Securities LLC
ORGANIZATION6 w/ Internal·4 w/ Strategy
Wilmington
LOCATION7 w/ Internal·3 w/ Strategy
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ Strategy
Mohammed bin Salman
PERSON6 w/ Internal·4 w/ Strategy
JPMorgan Chase
ORGANIZATION6 w/ Internal·3 w/ Strategy