Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
e "OriginalAgreement") WHEREAS, the Original Agreement was subsequently amended and restated in its entirety as of March 1, 2011 by the Amended and Restated Limited Liability Company Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Amended Agreement was subsequently amended and restated in its entirety as of April 1, 2014 by
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
"Original Agreement") WHEREAS, the Original Agreement was subsequently amended and restated in its entirety as of March 1, 2011 by the Amended and Restated Limited Liability Company Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Mil
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
"Original Agreement") WHEREAS, the Original Agreement was subsequently amended and restated in its entirety as of March 1, 2011 by the Amended and Restated Limited Liability Company Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Mil
Sponsored
Mutual Connections (134)
Entities connected to both Internal Revenue Service and Restated Limited Liability Company Agreement
Jeffrey Epstein
PERSON71 w/ Internal·4 w/ Restated
United States
LOCATION40 w/ Internal·7 w/ Restated
Department of Justice
ORGANIZATION35 w/ Internal·3 w/ Restated
Ghislaine Maxwell
PERSON34 w/ Internal·2 w/ Restated
Samantha Power
PERSON25 w/ Internal·3 w/ Restated
New York
LOCATION20 w/ Internal·7 w/ Restated
Marc Rich
PERSON23 w/ Internal·3 w/ Restated
the State of New York
LOCATION19 w/ Internal·6 w/ Restated
New York State
LOCATION18 w/ Internal·3 w/ Restated
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·4 w/ Restated
UBS AG
ORGANIZATION13 w/ Internal·3 w/ Restated
Federal Reserve
ORGANIZATION10 w/ Internal·3 w/ Restated
New Hampshire
LOCATION9 w/ Internal·3 w/ Restated
Eric Trump
PERSON10 w/ Internal·2 w/ Restated
Lehman
ORGANIZATION8 w/ Internal·3 w/ Restated
Fannie Mae
ORGANIZATION7 w/ Internal·3 w/ Restated
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ Restated
Wilmington
LOCATION7 w/ Internal·3 w/ Restated
Cease & Desist
ORGANIZATION6 w/ Internal·3 w/ Restated
UBS Securities LLC
ORGANIZATION6 w/ Internal·3 w/ Restated