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Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Ban
of participating in unregulated schemes, falling within article 14(5) ("investment professionals") of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (as amended) (the "PCIS Order") and article 19(5) ("investment professionals") of the Order, (b) persons falling within ar
Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Ban
of participating in unregulated schemes, falling within article 14(5) ("investment professionals") of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (as amended) (the "PCIS Order") and article 19(5) ("investment professionals") of the Order, (b) persons falling within ar
Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Ban
of participating in unregulated schemes, falling within article 14(5) ("investment professionals") of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (as amended) (the "PCIS Order") and article 19(5) ("investment professionals") of the Order, (b) persons falling within ar
Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Ban
of participating in unregulated schemes, falling within article 14(5) ("investment professionals") of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (as amended) (the "PCIS Order") and article 19(5) ("investment professionals") of the Order, (b) persons falling within ar
Entities connected to both J. Robert Oppenheimer and Promotion of Collective Investment Schemes
the Securities and Exchange Commission
ORGANIZATIONGlendower
LOCATION
United States
LOCATION
Prince Charles
PERSONCharles Smith
PERSONCIBC Oppenheimer
ORGANIZATION
General Electric
ORGANIZATIONPomona
LOCATIONPaul Capital
ORGANIZATIONGallo & Co.
ORGANIZATIONDeirdre Davies
PERSON
North America
LOCATIONABN Amro
ORGANIZATIONFrancesco Rigamonti
PERSON
Abu Dhabi
LOCATIONGlendower Capital SOF IV
ORGANIZATION
Bankers Trust
ORGANIZATIONCoopers & Lybrand
ORGANIZATIONChi Cheung
PERSON
George Soros
PERSON