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Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Ban
tiple (TVPI) Net distributed (DPI) Net IRR Peak net contributed capital SOF 2006 (harvesting) US$565m 21 / 154 / 1,774 1.8x 1.8x 22% 26% SOF D3 2010 (harvesting) US$147m 1 / 28 / 193 2.3x EFTA01395058 2 lx 29% 51% SOF II 2011 (maturing) US$614m SOF III 2014 (early stage) US$
Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Ban
tiple (TVPI) Net distributed (DPI) Net IRR Peak net contributed capital SOF 2006 (harvesting) US$565m 21 / 154 / 1,774 1.8x 1.8x 22% 26% SOF D3 2010 (harvesting) US$147m 1 / 28 / 193 2.3x EFTA01395723 2 lx 29% 51% SOF II 2011 (maturing) US$614m SOF III 2014 (early stage) US$
Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Ban
tiple (TVPI) Net distributed (DPI) Net IRR Peak net contributed capital SOF 2006 (harvesting) US$565m 21 / 154 / 1,774 1.8x 1.8x 22% 26% SOF D3 2010 (harvesting) US$147m 1 / 28 / 193 2.3x EFTA01397423 2 lx 29% 51% SOF II 2011 (maturing) US$614m SOF III 2014 (early stage) US$
Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Ban
tiple (TVPI) Net distributed (DPI) Net IRR Peak net contributed capital SOF 2006 (harvesting) US$565m 21 / 154 / 1,774 1.8x 1.8x 22% 26% SOF D3 2010 (harvesting) US$147m 1 / 28 / 193 2.3x EFTA01396750 2 lx 29% 51% SOF II 2011 (maturing) US$614m SOF III 2014 (early stage) US$
Entities connected to both J. Robert Oppenheimer and SOF D3
the Securities and Exchange Commission
ORGANIZATIONGlendower
LOCATION
United States
LOCATION
Prince Charles
PERSONCharles Smith
PERSONCIBC Oppenheimer
ORGANIZATION
General Electric
ORGANIZATIONPaul Capital
ORGANIZATIONPomona
LOCATIONGallo & Co.
ORGANIZATIONDeirdre Davies
PERSON
North America
LOCATIONABN Amro
ORGANIZATION
Abu Dhabi
LOCATIONFrancesco Rigamonti
PERSON
Bankers Trust
ORGANIZATIONGlendower Capital SOF IV
ORGANIZATIONCoopers & Lybrand
ORGANIZATIONChi Cheung
PERSON
George Soros
PERSON