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TES 7 3/8% APR 01 2020 DTD 03/192010 ei 106.8125 OPPENHEIMER & CO (ID: 912909-AF-5) (1,000.000) 106.813 1,
.000) 103.875 15,581.25 (16.050.00) (488.75) L 5/10 5/15 Sale High Cost US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD 03/192010 ei 106.8125 OPPENHEIMER & CO (ID: 912909-AF-5) (1,000.000) 106.813 1,068.13 (1,043.75) 24.38 L JP Morgan Page 24 of 26 Confidential Treatment Requested by JPMorgan Chase
81904-AM-0) 7/8 Sale ARCELORMITTAL 61/4% FEB 25 2022 OW 02/2812012 (9,000.000) 102.50 9,225.00 (9,007.50) 217.50 S 7/11 High Cost @ 102.50 OPPENHEIMER 8 CO (ID: 03938L-AX-2) 7/8 Sale BALL CORP SR NOTES 63/4% SEP 15 2020 DTD (15,000.000) 107.25 16,087.50 (16.050.00) 37.50 I. 7/11 High Cost
) 7/8 Sale BALL CORP SR NOTES 63/4% SEP 15 2020 DTD (15,000.000) 107.25 16,087.50 (16.050.00) 37.50 I. 7/11 High Cost 03f27J2010 1/ 107.25 OPPENHEIMER & CO (ID: 058498-AP-1) 7/8 Sale COMMERCIAL METALS CO NOTE 7.35% AUG 15 2018 DTD (10,000.000) 107.565 10,756.50 (11 .087.50) (331.00) S 7/11 High
TES 7 3/8% APR 01 2020 DTD 03/19/2010 @ 106.8125 OPPENHEIMER & CO (ID: 912909-AF-5) (1,000.000) 106.813 1,
4% MAY 15 2016 DTD 11/15/2009 ENTIRE ISSUE CALLED @ 103.875 (ID: 226566-AK-3) US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD 03/19/2010 @ 106.8125 OPPENHEIMER & CO (ID: 912909-AF-5) (1,000.000) 106.813 1,068.13 (1,043.75) 24.38 L (15,000.000) 103.875 15,581.25 (16,050.00) (468.75) L (1,000.000) 107.12
OTES 7 3/8% APR Oi 2020 DTD 03/19/2010O 106.8125 OPPENHEIMER & CO (1,000.000) 106.813 1,068.13 (1,043.75)
0.000) 103.875 15,581.25 (16,050.00) (468.75) L 5/10 5/15 Sale High Cost US STEEL CORP SR NOTES 7 3/8% APR Oi 2020 DTD 03/19/2010O 106.8125 OPPENHEIMER & CO (1,000.000) 106.813 1,068.13 (1,043.75) 24.38 L (ID: 912909-AF-5) J.P.Morgan Page 24 of 26 SB1062192-F1 2148 EFTA01664020 sf / ISLAINE NI
Entities connected to both J. Robert Oppenheimer and OPPENHEIMER & CO

Nassau
LOCATION
Ghislaine Maxwell
PERSON
Bank of America
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
JPMorgan Chase
ORGANIZATIONAMERICAN INTL GROUP
ORGANIZATIONMORGAN STANLEY & CO.
ORGANIZATIONAMC NETWORKS INC
ORGANIZATIONBOISE
LOCATIONNATIONAL FINL SVCS CORP
ORGANIZATIONMULTI CPN
ORGANIZATIONJason Bell
PERSONJARDEN CORP SR SUB NOTES
ORGANIZATIONCONSTELLATION BRANDS INC 7
ORGANIZATIONWPX ENERGY INC
ORGANIZATIONPVH CORP
ORGANIZATIONSEAGATE
ORGANIZATIONJames Buckley
PERSONROYAL BANK
ORGANIZATIONJason Grosse
PERSON