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Document Mentions (4 shared documents)
2 mentions1 same-page
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agreement, CSSU neither admits nor denies wrongdoing.' In addition, the following is a description of such matters that relate to Raymond James 8. Associates. Inc. or Raymond James Financial Services. Inc. Raymond James will also serve as placement agent with respect to the offering of certain interests: 'Beg
it Suisse: in September 2008. Credit Suisse Securities (USA) LLC (CSSU') reached an agreement with the New York State Attorney General's Office and the North American Securities Administrators Association Task Force to settle investigations concerning investment products generally known as 'auction rate securities.* Pursuant to that agreeme
2 mentions1 same-page
Page ?Same page
agreement, CSSU neither admits nor denies wrongdoing.' In addition, the following is a description of such matters that relate to Raymond James 8. Associates. Inc. or Raymond James Financial Services. Inc. Raymond James will also serve as placement agent with respect to the offering of certain interests: 'Beg
it Suisse: in September 2008. Credit Suisse Securities (USA) LLC (CSSU') reached an agreement with the New York State Attorney General's Office and the North American Securities Administrators Association Task Force to settle investigations concerning investment products generally known as 'auction rate securities.* Pursuant to that agreeme
2 mentions1 same-page
Page ?Same page
agreement, CSSU neither admits nor denies wrongdoing.' In addition, the following is a description of such matters that relate to Raymond James 8. Associates. Inc. or Raymond James Financial Services. Inc. Raymond James will also serve as placement agent with respect to the offering of certain interests: 'Beg
it Suisse: in September 2008. Credit Suisse Securities (USA) LLC (CSSU') reached an agreement with the New York State Attorney General's Office and the North American Securities Administrators Association Task Force to settle investigations concerning investment products generally known as 'auction rate securities.* Pursuant to that agreeme
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2 mentions1 same-page
Page ?Same page
agreement, CSSU neither admits nor denies wrongdoing.' In addition, the following is a description of such matters that relate to Raymond James 8. Associates. Inc. or Raymond James Financial Services. Inc. Raymond James will also serve as placement agent with respect to the offering of certain interests: 'Beg
it Suisse: in September 2008. Credit Suisse Securities (USA) LLC (CSSU') reached an agreement with the New York State Attorney General's Office and the North American Securities Administrators Association Task Force to settle investigations concerning investment products generally known as 'auction rate securities.* Pursuant to that agreeme
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Mutual Connections (5)
Entities connected to both HBRK Associates and the North American Securities Administrators
